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Eliot Rose Wealth Management, LLC

Eliot Rose Wealth Management, LLC. CRD 120465

Eliot Rose Wealth Management, LLC logo

CRD: 120465

Eliot Rose Wealth Management, LLC

Providence, RI, 02903
4015885102
$186.3M Total AUM
$186.3M Disc. AUM
15.4% 3Y CAGR
4 Employees
152 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
SignalAlpha vertex +more
Established Date
04-01-2002
Office Locations
1

Office Locations

10 Dorance Street Suite 700 Providence RI

About Eliot Rose Wealth Management, LLC

Eliot Rose Wealth Management is a fee-only advisor that starts every relationship with a multi-meeting financial planning engagement, including a one-page visual “asset map,” retirement stress testing, and plan optimization. The team aligns portfolios to client goals and risk and supports retirees through the transition into and through retirement with dollar-based spending and portfolio guidelines. Custody is at Charles Schwab.

Team overview

-- AVG AGE
$186.3M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
19.7 yrs AVG TENURE
4 Employees
1 Advisory Reps
1 RIA Reps
24yrs Firm Age

Insights

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Asset Classes

Summit

Client Personas

Insight timber

Custodian

Momentum Pathway

Investment Themes

Matrix glacier Oak

Investment Vehicles

Momentum

Services

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Technology

Radial Vital Bridge

Owner & Executives

JASON ELIOT SIPERSTEIN

JASON ELIOT SIPERSTEIN

Chief Compliance Officer, Financial Advisor, General Partner

CRD
#5722409
Ownership
75% or more
(307) 825-5936
eagle.glacier@vectorcapital.com
in linkedin.com/in/legacy-bridge
GARY STEVEN SIPERSTEIN

GARY STEVEN SIPERSTEIN

Director, Managing Member

CRD
#1121526
Ownership
10% but less than 25%
(594) 676-8267
ridge.unison@wavecapital.com
in linkedin.com/in/insight-signal

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-26-2022
04-07-2023
04-01-2024
11-19-2025
02-11-2026
Category Assets AVG. Account size
Discretionary $186,327,765 $465,819
Non-Discretionary $0 --
Total $186,327,765 $465,819

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Separately Managed Accounts

Total SMA Asset: $186,327,765

$186.3M Total SMA
Public Funds:
36.1%
Equity - Exchange:
19.9%
Cash:
33.5%
U.S. Government/Agency:
10.5%
Asset class Assets Assets %
Public Funds $2,448,636,229 36.1%
Equity - Exchange $1,349,802,243 19.9%
Cash $2,272,280,157 33.5%
U.S. Government/Agency $712,207,213 10.5%
Total $6,782,925,842 100.0%

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