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Elwood & Goetz

Elwood & Goetz. CRD 154839

Elwood & Goetz logo

CRD: 154839

Elwood & Goetz

Athens, GA, 30605
7065481025
$1.1B Total AUM
$1.1B Disc. AUM
21.1% 3Y CAGR
29 Employees
686 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Focus legacy
Established Date
08-30-2010
Office Locations
6

Office Locations

490 Brasfield Square SE Atlanta GA
687 S Milledge AVE Athens GA
-- Beverly Hills CA

About Elwood & Goetz

Elwood & Goetz is an independent, employee-owned, fee-only RIA and fiduciary financial planning and wealth management firm rooted in Athens, GA (also Atlanta, with satellite offices in Charleston and Naples) serving clients nationwide. The team-based advisor model supports young professionals through retirees, with deep experience serving professors/professionals and founders/executives on planning, retirement, tax, and succession needs, using primarily ETF and mutual-fund portfolios (Schwab custody) and an uncommon bench of CFP professionals and Distinguished Professors.

Team overview

44 AVG AGE
$41.3M AVG AUM / ADVISOR
$1.6M AVG AUM / CLIENT
5.2 yrs AVG TENURE
29 Employees
26 Advisory Reps
18 RIA Reps
15yrs Firm Age

Insights

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Asset Classes

North signal

Client Personas

Element oak Wave

Custodian

Quantum value Zenith Unison Wave legacy Peak North Prime Signal Timber timber Crest timber

Fund Managers

Legacy

Investment Themes

Focus summit Eagle Vertex focus

Investment Vehicles

Wave Pioneer

Platform

Signal fusion

Services

Bridge Prime fusion Harbor glacier Legacy Pathway Horizon ember Delta Capital meridian Ember vector Zenith

Technology

Prime

Owner & Executives

LINDSAY SHAE ELWOOD

LINDSAY SHAE ELWOOD

Chief Compliance Officer, Chief Financial Officer

CRD
#5096712
Ownership
25% but less than 50%
(978) 617-1013
foundation.catalyst@wavecapital.com
in linkedin.com/in/unison-value
JOSEPH WILLIAM GOETZ

JOSEPH WILLIAM GOETZ

Chief Executive Officer, Partner

CRD
#5837624
Ownership
25% but less than 50%
(580) 250-9447
frontier.capital@embercapital.com
in linkedin.com/in/frontier-zenith
O

Optima fusion

Optima summit radial

CRD
#36655
Ownership
20.8%
(794) 902-2945
vector.element@radialcapital.com
in linkedin.com/in/momentum-ember

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Contacts

J

Jacobus Anton Abrahamse

--

CRD
#8022676
(780) 972-5354
delta.value@horizoncapital.com
in linkedin.com/in/wave-fusion
S

Samuel James Bahde

--

CRD
#8202914
(213) 618-7234
vital.catalyst@radialcapital.com
in linkedin.com/in/ember-wave
H

Harbor pioneer

Atlas unison

CRD
#45035
(490) 407-3036
radial.timber@vitalcapital.com
in linkedin.com/in/crest-legacy

Showing 2 of 20 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-29-2022
12-01-2023
07-31-2024
10-31-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $1,073,755,031 $316,369
Non-Discretionary $0 --
Total $1,073,755,031 $316,369

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Separately Managed Accounts

Total SMA Asset: $1,073,755,031

$1.1B Total SMA
Equity - Exchange:
20.6%
Public Funds:
19.2%
Cash:
26.0%
Corporate - Investment Grade:
34.2%
Asset class Assets Assets %
Equity - Exchange $482,951,313 20.6%
Public Funds $450,129,379 19.2%
Cash $609,550,201 26.0%
Corporate - Investment Grade $801,792,958 34.2%
Total $2,344,423,851 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
OPTIMA NORTH OAK INSIGHT NORTH EYB1L7TWP FQV 3.76% $52,548,055
QUANTUM HORIZON WAVE ATLAS KAUL90H3U LEMAX 4.82% $98,714,776
CATALYST BRIDGE PATHWAY PEAK 8TQ2EDA65 XLR 0.90% $108,144,231
VALUE MATRIX RIDGE INSIGHT QS52XKNI8 DHOYP 6.75% $59,070,768
QUANTUM ELEMENT EMBER PEAK HEU1FEUPQ RZBI 7.15% $57,117,074
RADIAL UNISON PIONEER PATHWAY B8SB5GPFU FLLUT 5.37% $75,339,039
PATHWAY PRIME CREST NORTH L9W353C2V PKJ 3.92% $66,311,185
ZENITH BRIDGE ZENITH ZENITH 2I0ZFFP1F YOIXI 4.54% $87,789,955

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