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- Custodian
- Charles Schwab & Company ยท Pershing
- Clients
- Retail and Institutional
- Platforms
- Harbor fusion
- Established Date
- 03-05-2004
- Office Locations
- 74
Office Locations
About Emerson Equity LLC
Emerson Equity is a boutique, full-service brokerage and advisory firm (founded 2003) serving high-net-worth and institutional investors, as well as sponsor companies bringing private placements to market. The firm offers investment advisory, traditional brokerage, and annuities/life insurance, with a focus on alternative investments, secondary transactions, and other private placements. It also operates an inception-to-closing private placement platform as a managing broker-dealer, with Pershing among its strategic relationships.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
DOMINIC JULIO BALDINI
Chief Compliance Officer, Finop, Investment Advisor, Managing Member, Muni Principal, Options Principal, President
- CRD
- #3082081
- Ownership
- 75% or more
KATHLEEN FRANCES MORRISSEY
Chief Operating Officer, Chief Operations Officer
- CRD
- #1771747
- Ownership
- Less than 5%
Alpha pioneer
Beacon zenith
- CRD
- #28409
- Ownership
- 26.2%
Showing 2 of 3 owners & executives
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MARIA HELENA AREGA
--
- CRD
- #5624253
ERICK BAER
--
- CRD
- #2647074
Vital capital
Frontier focus quantum
- CRD
- #43091
Showing 2 of 220 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $214,590,471 | $696,722 |
| Non-Discretionary | $107,114,182 | $286,402 |
| Total | $321,704,653 | $471,708 |
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Separately Managed Accounts
Total SMA Asset: $321,704,653
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $526,857,636 | 11.0% |
| Equity - OTC | $799,865,684 | 16.7% |
| Private Funds | $392,748,420 | 8.2% |
| Cash | $546,016,096 | 11.4% |
| Public Funds | $440,644,569 | 9.2% |
| U.S. Government/Agency | $838,182,603 | 17.5% |
| Municipal Bonds | $732,811,076 | 15.3% |
| Other | $512,488,793 | 10.7% |
| Total | $4,789,614,877 | 100.0% |