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- Custodian
- Charles Schwab & Company · Fidelity/NFS · Interactive Brokers
- Clients
- Retail and Institutional
- Platforms
- MatrixVector wave +more
- Established Date
- 11-23-2010
- Office Locations
- 6
Office Locations
About Empirical Asset Management, LLC
Empirical Asset Management is an investment manager focused on Rules Based Investing models and data-driven, AI-enabled risk management to build diversified portfolios beyond traditional 60/40 exposures. The firm offers rules-based models across equities, fixed income and alternatives, including sustainable equity, for retail and institutional clients. Empirical has earned 60 PSN Informa Top Gun awards over the past four years and added distribution veteran Pete Martin as Head of Client Portfolio Management (2025).
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
MARK HENRY FISKIO
Chief Compliance Officer, Managing Member, Partner
- CRD
- #1197038
- Ownership
- 50% but less than 75%
ROBERT MANNING WADSWORTH
Managing Director, Senior Advisor
- CRD
- --
- Ownership
- 5% but less than 10%
Horizon vertex
Vital optima
- CRD
- #24735
- Ownership
- 8.8%
Showing 2 of 3 owners & executives
Unlock allContacts
THOMAS FRANCES ALESSI
Investment Advisor Representative
- CRD
- #1423385
MARK JOHN GOVONI
--
- CRD
- #1410122
Vital radial
Element focus
- CRD
- #10399
Showing 2 of 11 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $539,665,045 | $416,408 |
| Non-Discretionary | $20,353,937 | $197,611 |
| Total | $560,018,982 | $400,299 |
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Separately Managed Accounts
Total SMA Asset: $559,574,299
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $667,340,317 | 8.3% |
| Equity - Exchange | $1,873,377,035 | 23.3% |
| Cash | $1,077,392,801 | 13.4% |
| U.S. Government/Agency | $1,431,163,572 | 17.8% |
| Corporate - Investment Grade | $1,366,841,613 | 17.0% |
| Corporate - Non-Investment Grade | $611,058,604 | 7.6% |
| Derivatives | $562,817,135 | 7.0% |
| Other | $450,253,708 | 5.6% |
| Total | $8,040,244,785 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| DELTA VALUE QUANTUM | FRONTIER FRONTIER | 0LR2AHHPN | UZCT | 4.52% | $96,840,210 |
| FOUNDATION EAGLE VITAL | VITAL WAVE | SQMMDLK1P | FEZ | 6.49% | $100,776,998 |
| VALUE TIMBER PATHWAY | CREST OAK | HQNNEEF5G | NGYT | 5.53% | $61,611,087 |
| EAGLE UNISON ELEMENT | LEGACY PEAK | 043YB6P2P | ZIC | 2.13% | $76,297,385 |
| PIONEER VALUE | MOMENTUM ALPHA | I28BVRZET | LIVU | 3.03% | $104,197,173 |
| FOCUS VECTOR RADIAL | VERTEX SIGNAL | FTOYM8KD3 | FMZZ | 3.18% | $79,195,240 |
| EAGLE UNISON CATALYST | QUANTUM SIGNAL | X3CMCD6BT | JCLTC | 9.28% | $75,524,618 |
| EAGLE UNISON ELEMENT | HARBOR VITAL | XVCOFWSD0 | UOM | 2.17% | $101,286,469 |