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Estes Financial Services, Inc.

Estes Financial Services, Inc.. CRD 146590

Estes Financial Services, Inc. logo

CRD: 146590

Estes Financial Services, Inc.

Fort Worth, TX, 76102
8174448402
$4.8M Total AUM
$4.8M Disc. AUM
-- 3Y CAGR
3 Employees
378 ADV. Clients
18 yrs Firm Age

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Firm Details

Custodian
Assetmark · Charles Schwab & Company · Raymond James
Clients
Retail
Platforms
Meridian vertex
Established Date
03-14-2008
Office Locations
1

Office Locations

2501 Parkview Drive Suite 228 Fort Worth TX

About Estes Financial Services, Inc.

Estes Financial Services, Inc. is a Fort Worth, TX advisory firm serving retail investors, including business owners and entrepreneurs. The team provides financial planning, retirement planning, tax and estate planning coordination, portfolio construction, and ongoing asset management, alongside insurance and life insurance solutions. Portfolios emphasize asset allocation and risk management using vehicles such as mutual funds and ETFs, with custodial relationships that include Charles Schwab and Altruist.

Team overview

-- AVG AGE
$2.4M AVG AUM / ADVISOR
$12.6K AVG AUM / CLIENT
14.4 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
18yrs Firm Age

Insights

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Asset Classes

Element North zenith

Client Personas

Quantum summit

Custodian

Catalyst vector

Investment Themes

Frontier Matrix Vector

Investment Vehicles

Eagle harbor

Platform

Glacier legacy Prime Momentum momentum

Services

Catalyst Element Unison Capital Atlas Vector Fusion vector Insight Beacon fusion

Technology

Meridian

Owner & Executives

R

RICHARD TIMOTHY ESTES

Chief Executive Officer, Investment Advisor

CRD
#2183211
Ownership
Less than 5%
(325) 222-5193
alpha.catalyst@horizoncapital.com
in linkedin.com/in/ridge-catalyst
B

BRITTA ILENE Reyes

Chief Compliance Officer, President

CRD
#4858075
Ownership
Less than 5%
(609) 939-6794
eagle.pioneer@capitalcapital.com
in linkedin.com/in/bridge-signal

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $4,774,647 --
Non-Discretionary $0 --
Total $4,774,647 --

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Separately Managed Accounts

Total SMA Asset: $4,774,647

$4.8M Total SMA
Equity - Exchange:
43.5%
Public Funds:
38.9%
Cash:
17.6%
Asset class Assets Assets %
Equity - Exchange $2,295,660,770 43.5%
Public Funds $2,052,901,241 38.9%
Cash $928,819,070 17.6%
Total $5,277,381,081 100.0%

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