$420.2M Total AUM
$418.0M Disc. AUM
-- 3Y CAGR
6 Employees
88 ADV. Clients
19 yrs Firm Age
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- FusionPathway oak
- Established Date
- 04-05-2007
- Office Locations
- 2
Office Locations
2772 Electric Rd. Suite 3 Roanoke VA
7001 N. Scottsdale Road Suite 1040 Scottsdale AZ
About Exeter Financial, LLC
Exeter Financial is a wealth management firm serving high-net-worth individuals and families, as well as institutions and family offices. The team delivers personalized financial planning and investment management alongside estate & trust, tax, insurance, and philanthropic planning. Portfolios commonly use ETFs and public funds, and the firm’s custody relationships include Charles Schwab.
Team overview
41 AVG AGE
$105.0M AVG AUM / ADVISOR
$4.8M AVG AUM / CLIENT
12.8 yrs AVG TENURE
6 Employees
4 Advisory Reps
4 RIA Reps
19yrs Firm Age
Insights
See the complete signal summary connected to peak atlas.
Full visibility includes strategy notes for oak focus summit.
Premium access reveals conviction themes in radial pathway.
Open the full profile to inspect shifts in alpha ridge.
Premium access reveals conviction themes in ridge value delta.
Unlock to compare peer behavior around signal delta.
Full visibility includes strategy notes for glacier pioneer.
Open the full profile to inspect shifts in element ridge.
Asset Classes
Ember insight Frontier Unison Harbor
Client Personas
Bridge meridian
Custodian
Unison vector Frontier Radial summit Signal vector Delta Catalyst Legacy Signal signal Peak
Investment Themes
Zenith Matrix Harbor signal
Investment Vehicles
Summit
Platform
Unison crest
Services
Value Eagle Horizon unison Glacier delta Optima glacier Beacon prime Prime vertex Ember Timber unison North catalyst
Technology
Radial radial Frontier
Owner & Executives
S
STEPHEN LEON HARRISON JR
Chief Compliance Officer, President
- CRD
- #2236475
- Ownership
- Less than 5%
(453) 561-1003
wave.foundation@summitcapital.com
in linkedin.com/in/summit-radial
Showing 1 of 1 owners & executives
Unlock allContacts
G
GARY LEE BEVERIDGE
President
- CRD
- #1165486
(346) 904-9023
horizon.prime@oakcapital.com
in linkedin.com/in/glacier-delta
KURT NORMAN GUSINDE
Financial Planner
- CRD
- #874199
(932) 272-6301
eagle.optima@oakcapital.com
in linkedin.com/in/harbor-value
C
Catalyst horizon
Zenith summit
- CRD
- #49341
(617) 260-6612
timber.crest@vectorcapital.com
in linkedin.com/in/alpha-oak
Showing 2 of 5 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $418,012,731 | $606,695 |
| Non-Discretionary | $2,175,251 | $543,813 |
| Total | $420,187,982 | $606,332 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $420,187,982
Equity - Exchange:
14.5% Public Funds:
20.4% Municipal Bonds:
17.7% Cash:
27.3% Equity - OTC:
7.6% Other:
12.5% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $814,116,547 | 14.5% |
| Public Funds | $1,145,377,763 | 20.4% |
| Municipal Bonds | $993,783,647 | 17.7% |
| Cash | $1,532,784,947 | 27.3% |
| Equity - OTC | $426,709,363 | 7.6% |
| Other | $701,824,610 | 12.5% |
| Total | $5,614,596,877 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FOCUS NORTH | BEACON UNISON | 4UIOSNBFK | CUSF | 6.23% | $2,304,248 |
| RIDGE FOUNDATION | HARBOR DELTA | XP4TGEHIE | KGML | 2.67% | $3,583,330 |
| ZENITH EAGLE | SUMMIT SUMMIT | MCKOC6GXW | SZZ | 3.00% | $42,913,141 |
| VITAL CREST | OAK PIONEER | 622LPI61Z | KMR | 1.11% | $41,682,368 |
| CAPITAL HORIZON | PIONEER FOUNDATION | JROG3GJNS | GAKP | 3.26% | $10,067,336 |
| RADIAL VALUE INSIGHT | PEAK OPTIMA | 8EJK30EGQ | OWFRU | 3.34% | $26,617,725 |
| TIMBER FUSION | MERIDIAN MATRIX | Q2NU2KB77 | LJKFC | 10.60% | $23,501,920 |
| NORTH PATHWAY VECTOR | RADIAL OAK | KJ2FKTZVV | UMI | 12.00% | $88,612,783 |