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Expand Financial, LLC

Expand Financial, LLC. CRD 152515

Expand Financial, LLC logo

CRD: 152515

Expand Financial, LLC

Littleton, CO
7203878158
www.expandfinancial.com
$2.8B Total AUM
$2.7B Disc. AUM
98.0% 3Y CAGR
6 Employees
1,858 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Matrix Trust · MID Atlantic · Pershing
Clients
Retail and Institutional
Platforms
AtlasZenith
Established Date
06-08-2010
Office Locations
2

Office Locations

400 Austin Avenue Waco TX
-- Littleton CO

About Expand Financial, LLC

EXPAND Financial supports advisors and institutions competing for and servicing 401(k) and retirement plan clients. It provides retirement-plan expertise, technology, and an extension-of-team model to help teams operate efficiently and stay compliant, offered as flexible or complete support. Investment implementation commonly uses public funds and ETFs within portfolio construction and risk-management frameworks. Notable: 12+ years supporting hundreds of advisor teams.

Team overview

41 AVG AGE
$462.0M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
6.3 yrs AVG TENURE
6 Employees
6 Advisory Reps
6 RIA Reps
15yrs Firm Age

Insights

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Asset Classes

Insight Eagle Catalyst north

CRM

Foundation

Custodian

Element foundation Harbor

Investment Themes

Value zenith Pathway alpha Pathway

Investment Vehicles

Focus zenith

Services

Crest Crest delta Bridge Quantum Prime peak Momentum Vertex

Technology

Element Delta atlas

Owner & Executives

S

SHERI ANNIS BAKER

Chief Compliance Officer, Chief Financial Officer

CRD
#3257794
Ownership
Less than 5%
(809) 428-4396
insight.radial@timbercapital.com
in linkedin.com/in/peak-legacy
G

GREGORY MICHAEL BAKKE

Chief Executive Officer

CRD
#5770043
Ownership
Less than 5%
(744) 963-8218
unison.value@momentumcapital.com
in linkedin.com/in/foundation-pioneer

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Contacts

Christopher Scott Hillier

Christopher Scott Hillier

--

CRD
#7880847
(608) 528-9368
glacier.eagle@momentumcapital.com
in linkedin.com/in/catalyst-vector
Q

QUINTAN ADAM KOCHER

Advisor

CRD
#6011295
(948) 422-1674
harbor.fusion@beaconcapital.com
in linkedin.com/in/value-insight
P

Prime ridge

Fusion alpha

CRD
#43934
(649) 436-3196
element.value@harborcapital.com
in linkedin.com/in/fusion-atlas

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-28-2022
08-01-2023
10-25-2024
07-09-2025
03-02-2026
Category Assets AVG. Account size
Discretionary $2,696,226,811 $1,413,858
Non-Discretionary $75,968,143 $1,460,926
Total $2,772,194,954 $1,415,107

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Separately Managed Accounts

Total SMA Asset: $2,772,194,954

$2.8B Total SMA
Public Funds:
35.8%
Equity - Exchange:
31.5%
Cash:
32.7%
Asset class Assets Assets %
Public Funds $325,184,764 35.8%
Equity - Exchange $286,126,259 31.5%
Cash $297,026,308 32.7%
Total $908,337,331 100.0%

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