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Farrell Financial, Inc.

Farrell Financial, Inc.. CRD 134388

Farrell Financial, Inc. logo

CRD: 134388

Farrell Financial, Inc.

Thousand Oaks, CA, 91360
8188744005
$73.7M Total AUM
$65.4M Disc. AUM
-- 3Y CAGR
1 Employees
118 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Altruist
Clients
Retail and Institutional
Platforms
Wave optima
Established Date
03-12-2001
Office Locations
1

Office Locations

100 East Thousand Oaks Blvd. Suite 188 Thousand Oaks CA

About Farrell Financial, Inc.

Farrell Financial Inc is an independent firm providing individual and group health insurance and a range of life insurance solutions, alongside financial planning and investment management. It serves individuals/families and small-to-large employers, with advisory portfolios primarily in mutual funds and ETFs plus investment-grade, government, and municipal bonds. Offers HealthSherpa marketplace quotes and charges a $200 agent research fee for plan support.

Team overview

-- AVG AGE
$73.7M AVG AUM / ADVISOR
$624.9K AVG AUM / CLIENT
25.4 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
25yrs Firm Age

Insights

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Asset Classes

Focus

Client Personas

Harbor

Investment Themes

Focus Catalyst capital

Investment Vehicles

Vital radial

Services

Signal vertex Wave catalyst Matrix Zenith Element Ember

Technology

Bridge legacy

Owner & Executives

KEVIN PAUL FARRELL

KEVIN PAUL FARRELL

President, PRINCIPAL

CRD
#2449465
Ownership
75% or more
(825) 564-8189
beacon.vital@crestcapital.com
in linkedin.com/in/foundation-vertex

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $65,375,555 --
Non-Discretionary $8,364,222 --
Total $73,739,777 --

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Separately Managed Accounts

Total SMA Asset: $73,739,777

$73.7M Total SMA
Public Funds:
28.8%
Equity - Exchange:
13.3%
Corporate - Investment Grade:
11.9%
U.S. Government/Agency:
7.5%
Municipal Bonds:
13.6%
Corporate - Non-Investment Grade:
24.9%
Asset class Assets Assets %
Public Funds $1,446,746,557 28.8%
Equity - Exchange $668,115,597 13.3%
Corporate - Investment Grade $597,787,640 11.9%
U.S. Government/Agency $376,756,916 7.5%
Municipal Bonds $683,185,874 13.6%
Corporate - Non-Investment Grade $1,250,832,960 24.9%
Total $5,023,425,544 100.0%

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