CRD: 165943
Filippini Investment Advisory
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- Custodian
- Ascensus · Capital Group · Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Vital wave
- Established Date
- 03-07-2013
- Office Locations
- 1
Office Locations
About Filippini Investment Advisory
Filippini Investment Advisory is a Santa Barbara, CA registered investment adviser serving individuals in the transition to and through retirement. The firm emphasizes education and custom planning to balance growth, income, and tax reduction, including strategy across after-tax accounts, IRAs, and employer plans (401k/403b). Portfolios are implemented primarily with public funds and ETFs, with selective use of munis/private funds; custody includes Charles Schwab.
Team overview
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Investment Themes
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Owner & Executives
ALEXANDRO LOUIS FILIPPINI
DESIGNATED PRINCIPAL, Investment Advisor Representative, Managing Member
- CRD
- #5043549
- Ownership
- 75% or more
IAIAN L FILIPPINI
Chief Executive Officer
- CRD
- #4708877
- Ownership
- Less than 5%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $20,585,148 | -- |
| Total | $20,585,148 | -- |
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Separately Managed Accounts
Total SMA Asset: $20,585,148
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $497,888,315 | 6.1% |
| Equity - Exchange | $1,191,667,114 | 14.6% |
| Cash | $2,342,523,711 | 28.7% |
| Private Funds | $1,689,555,429 | 20.7% |
| Municipal Bonds | $2,016,039,570 | 24.7% |
| Other | $424,429,383 | 5.2% |
| Total | $8,162,103,522 | 100.0% |