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Financial Alternatives, Inc.

Financial Alternatives, Inc.. CRD 108245

Financial Alternatives, Inc. logo

CRD: 108245

Financial Alternatives, Inc.

LA Jolla, CA, 92037
8584598289
$614.8M Total AUM
$607.4M Disc. AUM
-- 3Y CAGR
13 Employees
271 ADV. Clients
25 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Equity Trust · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Quantum harbor
Established Date
08-25-2000
Office Locations
2

Office Locations

7825 FAY AVE, Suite 245 LA Jolla CA
-- Franklin TN

About Financial Alternatives, Inc.

Financial Alternatives is a La Jolla, CA fee-only RIA providing wealth management for successful families and professionals. The firm delivers integrated planning (tax, estate, insurance) alongside portfolio construction using mutual funds and ETFs, and may incorporate alternatives such as real estate or private placements. Independent, commission-free advice backed by 30+ years of client service; custody relationships include Schwab.

Team overview

54 AVG AGE
$87.8M AVG AUM / ADVISOR
$2.3M AVG AUM / CLIENT
10.9 yrs AVG TENURE
13 Employees
7 Advisory Reps
6 RIA Reps
25yrs Firm Age

Insights

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Asset Classes

Ridge vertex Beacon Unison capital Focus Focus

Custodian

Harbor focus Delta Eagle capital Meridian matrix Optima unison Alpha eagle Focus insight Quantum

Fund Managers

Zenith harbor Oak

Investment Themes

Summit atlas Pathway Crest Peak

Investment Vehicles

Meridian Prime ridge

Platform

Atlas timber Glacier

Services

Signal vertex Capital Horizon alpha Ember element Zenith

Technology

Foundation

Owner & Executives

JAMES ALAN FREEMAN

JAMES ALAN FREEMAN

Chief Compliance Officer, Financial Advisor, President

CRD
#1397759
Ownership
50% but less than 75%
(902) 570-9232
vital.quantum@ridgecapital.com
in linkedin.com/in/prime-ember
C

CHRISTOPHER EDWARD JACCARD

Associate, CHIEF OPERATING OFFICER

CRD
#4381151
Ownership
25% but less than 50%
(723) 405-4172
vital.prime@glaciercapital.com
in linkedin.com/in/wave-timber
A

Atlas atlas

Bridge unison peak

CRD
#72394
Ownership
3.5%
(969) 471-7386
unison.insight@deltacapital.com
in linkedin.com/in/wave-delta

Showing 2 of 4 owners & executives

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Contacts

C

Connor Andrew MacKenzie

--

CRD
#8188090
(404) 490-5108
vital.glacier@vectorcapital.com
in linkedin.com/in/insight-eagle
DAMON ANTHONY ROBERTSON

DAMON ANTHONY ROBERTSON

--

CRD
#6690782
(505) 331-7402
eagle.momentum@northcapital.com
in linkedin.com/in/crest-capital

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-23-2022
08-24-2023
03-28-2024
09-27-2025
03-13-2026
Category Assets AVG. Account size
Discretionary $607,444,178 $493,857
Non-Discretionary $7,340,021 $262,144
Total $614,784,199 $488,700

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Separately Managed Accounts

Total SMA Asset: $614,784,199

$614.8M Total SMA
Public Funds:
7.1%
Private Funds:
12.0%
Cash:
32.4%
Equity - Exchange:
27.7%
U.S. Government/Agency:
20.8%
Asset class Assets Assets %
Public Funds $189,139,232 7.1%
Private Funds $319,671,942 12.0%
Cash $863,114,243 32.4%
Equity - Exchange $737,909,399 27.7%
U.S. Government/Agency $554,098,032 20.8%
Total $2,663,932,848 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
SUMMIT DELTA BEACON UNISON GECSFI2RW ZSKZ 5.16% $49,267,850
UNISON BEACON MOMENTUM FUSION CAPITAL 0WIPXROI6 RJMVJ 7.05% $102,129,752
SUMMIT FOCUS ALPHA ALPHA OAK NSO13FK19 TAU 3.30% $109,626,682
GLACIER FUSION ALPHA ELEMENT MERIDIAN 4NNYOJCFX PWB 7.41% $19,539,604
GLACIER EMBER INSIGHT SIGNAL ED8097C1E UPN 4.17% $3,669,068
CATALYST LEGACY OAK RIDGE UNISON 05CIHUPNX DDZP 11.36% $45,784,115
SUMMIT PIONEER HARBOR PRIME SUMMIT TAKJ5ZG4A NHY 2.88% $32,841,863
QUANTUM NORTH SIGNAL CATALYST GT0QX8836 MIY 6.98% $42,390,307

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