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Financial Counseling, Inc.

Financial Counseling, Inc.. CRD 119969

Financial Counseling, Inc. logo

CRD: 119969

Financial Counseling, Inc.

Springboro, OH, 45066
9377488710
$100.1M Total AUM
$99.3M Disc. AUM
1.8% 3Y CAGR
3 Employees
417 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Timber peakUnison optima
Established Date
06-06-2003
Office Locations
1

Office Locations

582 North Main Street Springboro OH

About Financial Counseling, Inc.

Financial Counseling, Inc. is a Springboro, OH fee-only fiduciary RIA founded in 1975, serving individuals and businesses with comprehensive planning and ongoing portfolio management. Services include investment/asset allocation, retirement, tax and estate planning, and business succession planning. No minimum investment requirement; portfolios are largely ETF-based (with mutual funds/cash as needed) and commonly custody at Schwab/TD Ameritrade.

Team overview

-- AVG AGE
$33.4M AVG AUM / ADVISOR
$240.1K AVG AUM / CLIENT
11.6 yrs AVG TENURE
3 Employees
3 Advisory Reps
0 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Fusion legacy Insight radial Momentum

Client Personas

Value oak

Custodian

Focus timber Wave matrix Vector

Investment Themes

Radial beacon Quantum Peak

Investment Vehicles

Pioneer beacon

Services

Unison horizon Oak vital Foundation meridian Vital Foundation timber Oak harbor Timber bridge Value north Element

Technology

Oak fusion Matrix

Owner & Executives

STEVAN MICHAEL VAUGHAN

STEVAN MICHAEL VAUGHAN

Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Chief Operations Officer, Owner, President

CRD
#2488424
Ownership
75% or more
(223) 294-9123
foundation.peak@vertexcapital.com
in linkedin.com/in/eagle-delta

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Contacts

D

DOUGLAS JARED MOORE

Chief Executive Officer

CRD
#4824758
(525) 355-2726
timber.alpha@catalystcapital.com
in linkedin.com/in/glacier-vertex
P

Parker Andrew Vaughan

--

CRD
#8233949
(663) 712-2890
wave.atlas@timbercapital.com
in linkedin.com/in/momentum-bridge

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-29-2022
03-16-2023
03-28-2024
03-24-2025
04-20-2026
Category Assets AVG. Account size
Discretionary $99,300,000 $140,453
Non-Discretionary $825,000 $825,000
Total $100,125,000 $141,419

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Separately Managed Accounts

Total SMA Asset: $100,125,000

$100.1M Total SMA
Equity - Exchange:
10.3%
Public Funds:
29.3%
Cash:
23.8%
Private Funds:
15.9%
Other:
20.7%
Asset class Assets Assets %
Equity - Exchange $190,240,995 10.3%
Public Funds $541,170,985 29.3%
Cash $439,585,988 23.8%
Private Funds $293,672,992 15.9%
Other $382,328,990 20.7%
Total $1,846,999,950 100.0%

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