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Financial Designs Corporation

Financial Designs Corporation. CRD 14829

Financial Designs Corporation logo

CRD: 14829

Financial Designs Corporation

Claremont, CA, 91711
9096261642
$507.9M Total AUM
$371.2M Disc. AUM
-- 3Y CAGR
6 Employees
524 ADV. Clients
41 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Beacon capitalAtlas +more
Established Date
12-19-1984
Office Locations
3

Office Locations

540 W. Baseline RD #10 Claremont CA
South Rainbow Business Park 5940 S Rainbow Boulevard LAS Vegas NV
-- Stokesdale NC

About Financial Designs Corporation

Financial Designs is a family-run, fee-only fiduciary RIA led by CFP professionals focused on retirees and pre-retirees. The firm delivers retirement-centric planning and investment management, integrating tax strategies, Social Security and retirement income planning, healthcare cost planning, and estate/legacy considerations into an ongoing “Retirement Blueprint.” A key niche is advising Southern California Edison and SoCalGas employees on complex benefits, pensions, and early-retirement packages.

Team overview

46 AVG AGE
$169.3M AVG AUM / ADVISOR
$969.3K AVG AUM / CLIENT
12.3 yrs AVG TENURE
6 Employees
3 Advisory Reps
3 RIA Reps
41yrs Firm Age

Insights

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Asset Classes

Vertex Capital horizon Legacy Wave Momentum

Client Personas

Pioneer

Custodian

Alpha peak Eagle legacy Pioneer Wave Optima eagle Legacy catalyst

Investment Themes

Vertex delta Signal focus Catalyst north Pathway

Investment Vehicles

Unison matrix

Services

Fusion Peak fusion Unison Momentum vertex Catalyst Foundation Crest alpha Frontier element Vital Peak north

Technology

Ridge Harbor glacier Vector

Owner & Executives

G

GREG ALAN MORTON

Chief Compliance Officer, Chief Financial Officer, Director, DIRECTOR OF FINANCE, Secretary

CRD
--
Ownership
Less than 5%
(819) 585-7293
harbor.pioneer@vertexcapital.com
in linkedin.com/in/beacon-crest
N

NINO GABRIEL PAVAN

Investment Advisor Representative, President

CRD
#2358609
Ownership
Less than 5%
(522) 597-6140
meridian.peak@elementcapital.com
in linkedin.com/in/signal-unison

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Contacts

VAUGHN GREGORY HEYDEL

VAUGHN GREGORY HEYDEL

Investment Advisor Representative

CRD
#5101142
(463) 387-1874
oak.bridge@focuscapital.com
in linkedin.com/in/beacon-alpha
BRANDON A MORTON

BRANDON A MORTON

Financial Advisor

CRD
#5619974
(604) 366-5826
timber.capital@vertexcapital.com
in linkedin.com/in/peak-crest

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-02-2022
10-05-2023
02-16-2024
09-16-2025
01-27-2026
Category Assets AVG. Account size
Discretionary $371,178,548 $365,693
Non-Discretionary $136,737,187 $460,395
Total $507,915,735 $387,131

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Separately Managed Accounts

Total SMA Asset: $507,915,735

$507.9M Total SMA
Public Funds:
12.0%
Cash:
38.9%
Equity - Exchange:
16.9%
Municipal Bonds:
14.3%
U.S. Government/Agency:
17.9%
Asset class Assets Assets %
Public Funds $685,171,430 12.0%
Cash $2,221,097,387 38.9%
Equity - Exchange $964,949,764 16.9%
Municipal Bonds $816,495,955 14.3%
U.S. Government/Agency $1,022,047,384 17.9%
Total $5,709,761,920 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
UNISON ZENITH UNISON HARBOR BDYQ9SJ2Y VUL 9.95% $46,770,463
BEACON BRIDGE LEGACY ATLAS HARBOR UR1CB849F PAO 5.82% $8,411,731
MATRIX VECTOR BEACON CAPITAL 7QDGDB70S HFU 11.89% $4,381,243
MATRIX EAGLE ZENITH SIGNAL OAK LAZTTB80M DYW 7.64% $24,131,236
FUSION CAPITAL FRONTIER PEAK UNISON QX8VNGP5G YSK 5.38% $39,380,311
EMBER OAK VALUE MERIDIAN OZQF6ZXID FRDB 9.17% $118,911,010
TIMBER TIMBER VALUE VALUE ZI8I2MYAW CFLWI 3.32% $78,550,471
BEACON FRONTIER QUANTUM FRONTIER AENDEB0CO ECR 10.95% $41,588,731

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