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- Custodian
- Ascensus · Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Element
- Established Date
- 01-28-1987
- Office Locations
- 2
Office Locations
About Financial Management, Inc.
Financial Management, Inc. (FMI) is a fee-only RIA founded in 1982—one of Arkansas’s oldest independent advisory firms. The firm serves individuals, private trusts, retirement plans and nonprofits nationwide, building diversified, risk-adjusted portfolios and providing investment consulting aimed at capital preservation and lower volatility. FMI is CEFEX-certified, with fiduciary best practices validated through annual audits.
Team overview
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Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
Timothy Alan Coon
Chief Financial Officer
- CRD
- --
- Ownership
- Less than 5%
HAROLD FRANKLIN GRUBBS
President
- CRD
- #708166
- Ownership
- Less than 5%
Optima frontier
Peak ridge wave
- CRD
- #19859
- Ownership
- 31.2%
Showing 2 of 5 owners & executives
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STEPHEN Henry GOETZE
Investment Adviser Representative
- CRD
- #8029145
JOHN BURGOYNE ROBINSON III
Chief Compliance Officer
- CRD
- #1354427
Beacon pathway
Eagle delta oak
- CRD
- #95161
Showing 2 of 8 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $223,860,823 | $581,457 |
| Non-Discretionary | $592,919 | $84,703 |
| Total | $224,453,742 | $572,586 |
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Separately Managed Accounts
Total SMA Asset: $224,453,742
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $346,717,779 | 20.4% |
| Cash | $251,540,350 | 14.8% |
| Equity - Exchange | $467,389,163 | 27.5% |
| U.S. Government/Agency | $217,548,411 | 12.8% |
| Corporate - Investment Grade | $192,054,456 | 11.3% |
| Other | $224,346,799 | 13.2% |
| Total | $1,699,596,958 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| UNISON UNISON SIGNAL | ELEMENT OPTIMA | X5MJ4E0JZ | OMXSL | 6.55% | $40,536,936 |
| BRIDGE CREST | PATHWAY CATALYST | YDWHV46MZ | DGLKS | 5.13% | $27,092,082 |
| HORIZON PRIME | EMBER CATALYST | 9V685MUE3 | BKJH | 0.87% | $83,328,185 |
| ATLAS OAK | VITAL INSIGHT | R2LVG0AS9 | JHYVQ | 10.95% | $21,649,474 |
| MOMENTUM ZENITH | NORTH LEGACY | JBRL1PASM | GYAES | 8.83% | $90,925,459 |
| FRONTIER DELTA GLACIER | WAVE CATALYST | KPVAOYIXW | SMXY | 7.92% | $26,162,791 |
| BRIDGE DELTA | PIONEER GLACIER | 4TB3LAAJR | DZAS | 7.66% | $80,728,988 |
| ZENITH VECTOR PRIME | HORIZON MOMENTUM | FJGS2T3UW | RTF | 8.07% | $79,778,073 |