This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 10-09-2013
- Office Locations
- 1
Office Locations
About Financial ONE, Inc.
Financial One, Inc. is an independent Boca Raton RIA providing comprehensive planning and investment management for individuals and families, including trusts, IRAs and pension plans. Services span retirement/401(k) planning, estate and tax planning, and insurance/annuity solutions. Investment approach emphasizes strategic wealth management supported by in-house tech and AI/ML tools, with portfolios largely implemented via ETFs and custody at Schwab; clients are reviewed quarterly.
Team overview
Insights
Asset Classes
Custodian
Services
Owner & Executives
HOWARD LESTER SCHWARTZ
Chief Compliance Officer, Financial Advisor, Owner, President
- CRD
- #828039
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 1 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $30,863,922 | $296,299 |
| Non-Discretionary | $0 | -- |
| Total | $30,863,922 | $296,299 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $30,863,922
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,056,467,980 | 39.9% |
| Public Funds | $508,375,569 | 19.2% |
| Corporate - Investment Grade | $1,082,945,874 | 40.9% |
| Total | $2,647,789,423 | 100.0% |