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Financial Resources Group, LLC

Financial Resources Group, LLC. CRD 293380

Financial Resources Group, LLC logo

CRD: 293380

Financial Resources Group, LLC

Glastonbury, CT, 06033
8606578380
$89.3M Total AUM
$84.8M Disc. AUM
-- 3Y CAGR
3 Employees
404 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Jackson National Life · Lincoln Financial
Clients
Retail
Platforms
MatrixVital vertex
Established Date
09-04-2018
Office Locations
1

Office Locations

116 OAK Street 2ND Floor Glastonbury CT

About Financial Resources Group, LLC

Financial Resources Group, LLC is a Glastonbury, CT advisory firm providing personalized financial and retirement planning with proactive tax planning and wealth-protection strategies, including titling and legal alignment to reduce risk and avoid probate surprises. The practice serves individuals and families such as retirees and business owners, and builds portfolios using public funds and ETFs. Custody through Charles Schwab.

Team overview

59 AVG AGE
$29.8M AVG AUM / ADVISOR
$221.0K AVG AUM / CLIENT
5.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
7yrs Firm Age

Insights

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Accredited Investors

Capital

Asset Classes

Momentum atlas Harbor momentum Summit Catalyst peak Pathway Pathway Ridge

Client Personas

Catalyst wave Eagle Element element

Custodian

Horizon optima Legacy Momentum value

Investment Themes

Summit Wave Vertex Matrix Vector peak

Investment Vehicles

Ridge

Platform

Insight vector

Services

Summit focus Wave Radial bridge Meridian Atlas Delta legacy Element momentum Pathway Prime wave

Technology

Crest focus Fusion

Owner & Executives

MARK A. PAPPA

MARK A. PAPPA

Chief Compliance Officer, Chief Investment Officer, Financial Advisor, Managing Member

CRD
#2936364
Ownership
75% or more
(538) 264-7705
meridian.signal@beaconcapital.com
in linkedin.com/in/harbor-vital
RICHARD R RAKE

RICHARD R RAKE

Chief Compliance Officer, Managing Member, President

CRD
#841223
Ownership
75% or more
(440) 205-8516
capital.pathway@optimacapital.com
in linkedin.com/in/prime-value

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Contacts

N

Nicholas Edward Broska

--

CRD
#8197716
(308) 587-7244
wave.bridge@unisoncapital.com
in linkedin.com/in/quantum-wave

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $84,823,191 --
Non-Discretionary $4,471,195 --
Total $89,294,386 --

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Separately Managed Accounts

Total SMA Asset: $89,294,386

$89.3M Total SMA
Public Funds:
24.6%
Equity - Exchange:
32.6%
Cash:
42.8%
Asset class Assets Assets %
Public Funds $1,647,764,195 24.6%
Equity - Exchange $2,183,622,470 32.6%
Cash $2,866,841,771 42.8%
Total $6,698,228,436 100.0%

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