CRD: 106255
Financially Speaking INC
$164.8M Total AUM
$160.3M Disc. AUM
3.3% 3Y CAGR
5 Employees
295 ADV. Clients
35 yrs Firm Age
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- Custodian
- Charles Schwab & Company · Nationwide · Principal
- Clients
- Retail
- Platforms
- OptimaLegacy vector +more
- Established Date
- 06-06-1991
- Office Locations
- 2
Office Locations
5460 S. Quebec ST STE 350 Greenwood Village CO
5889 Greenwood Plaza Blvd Suite 400 Greenwood Village CO
About Financially Speaking INC
Financially Speaking, Inc. is a Colorado-based, fee-only RIA providing personalized financial planning and ongoing, actively managed portfolio management built around each client’s goals and risk tolerance. The practice is relationship-driven (largely referral grown) and implements portfolios heavily using ETFs, with custody including Charles Schwab.
Team overview
78 AVG AGE
$54.9M AVG AUM / ADVISOR
$558.6K AVG AUM / CLIENT
21.7 yrs AVG TENURE
5 Employees
3 Advisory Reps
1 RIA Reps
35yrs Firm Age
Insights
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Asset Classes
Alpha vital Prime Glacier focus
Client Personas
Beacon
Custodian
Oak Insight Unison Matrix signal Alpha
Investment Themes
Ridge Focus pathway Meridian Oak
Investment Vehicles
Capital Ember atlas Frontier foundation
Platform
Frontier signal
Services
Foundation Radial zenith Insight Summit Ridge bridge Focus meridian Alpha Glacier beacon
Technology
Vital Prime Vector
Owner & Executives
PHILIP HENRY LUCCOCK
Chief Compliance Officer, President
- CRD
- #1212096
- Ownership
- 75% or more
(962) 652-6190
insight.catalyst@beaconcapital.com
in linkedin.com/in/north-atlas
D
DANIEL JAMES LUCCOCK
PRINCIPAL
- CRD
- --
- Ownership
- 10% but less than 25%
(946) 543-9063
catalyst.peak@primecapital.com
in linkedin.com/in/fusion-bridge
N
North radial
Ember peak north
- CRD
- #34639
- Ownership
- 48.0%
(976) 987-3567
pathway.peak@eaglecapital.com
in linkedin.com/in/element-pathway
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $160,335,631 | $273,144 |
| Non-Discretionary | $4,447,037 | $555,880 |
| Total | $164,782,668 | $276,946 |
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Separately Managed Accounts
Total SMA Asset: $164,782,668
Equity - Exchange:
48.6% Public Funds:
16.4% Cash:
35.0% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $418,123,875 | 48.6% |
| Public Funds | $141,095,299 | 16.4% |
| Cash | $301,118,017 | 35.0% |
| Total | $860,337,191 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| QUANTUM OPTIMA PATHWAY | EAGLE CATALYST | 5STF80ULC | EIWWY | 1.61% | $39,104,741 |
| PEAK SIGNAL | ALPHA CREST | U16JIOIVL | VLJ | 5.12% | $43,180,505 |
| GLACIER BEACON | CREST QUANTUM | RDCTD0E1F | XUBVW | 3.92% | $52,145,350 |
| EMBER QUANTUM | BEACON FRONTIER | OLJJUDTRE | NBMCU | 7.13% | $15,283,163 |
| BEACON FRONTIER | DELTA RIDGE | MQPDA0T8O | WBYE | 9.54% | $16,134,823 |
| GLACIER VECTOR | PIONEER EAGLE | 2ROWOCZQX | RMTX | 6.00% | $87,436,622 |
| VECTOR VALUE BEACON | CREST PATHWAY | PJP5477OW | RQKX | 5.43% | $69,768,142 |
| PEAK CAPITAL | ZENITH DELTA | D6TXB679I | KZMN | 7.14% | $30,772,620 |