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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Ridge pioneerOptima bridge +more
- Established Date
- 10-01-2020
- Office Locations
- 1
Office Locations
About Findec Wealth Services, Inc.
FinDec Wealth Services is a family-founded California advisory firm providing retirement-focused financial planning for individuals and benefit plan consulting for businesses, alongside insurance and risk-management support. The team also offers a partner platform for financial professionals who want shared resources. Investment work centers on asset allocation and portfolio construction, often using ETFs and mutual funds, with custody through Charles Schwab.
Team overview
Insights
Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
Platform
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Technology
Owner & Executives
KENNETH ROBERT HEROLD
Chief Compliance Officer
- CRD
- #2695760
- Ownership
- Less than 5%
MICHAEL E LEE
Advisor, Chief Executive Officer, President
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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ERIC CHARLES KLOPPING
--
- CRD
- #8089706
RUBEN PAITA
Wealth Advisor
- CRD
- #7342972
Showing 2 of 4 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $627,905,000 | $763,875 |
| Non-Discretionary | $0 | -- |
| Total | $627,905,000 | $763,875 |
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Separately Managed Accounts
Total SMA Asset: $627,905,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,820,037,710 | 25.9% |
| Private Funds | $562,173,810 | 8.0% |
| Cash | $1,651,385,567 | 23.5% |
| Equity - Exchange | $1,967,608,335 | 28.0% |
| U.S. Government/Agency | $1,025,967,204 | 14.6% |
| Total | $7,027,172,626 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FRONTIER FOCUS | CREST BEACON | TXSE2HRL8 | PQOHE | 8.74% | $96,130,141 |
| EAGLE FUSION | CREST MATRIX | RUXERLD5I | GOG | 3.36% | $66,176,173 |
| LEGACY QUANTUM | EMBER CATALYST | OHS8STS1X | BCBHP | 10.87% | $113,522,720 |
| VECTOR PEAK | INSIGHT PIONEER | 4GGMO9JPZ | ILU | 5.00% | $56,727,710 |
| BEACON EAGLE | FOUNDATION MERIDIAN | FN2SLQXDU | CVNQU | 7.01% | $67,545,652 |
| FRONTIER EAGLE | MATRIX RADIAL | POI2P5S6W | HPJV | 11.00% | $5,574,406 |
| PEAK SUMMIT | TIMBER PIONEER | 3V9RWZA5C | YSSXA | 4.70% | $99,695,062 |
| CREST PIONEER | BEACON ATLAS | W8D625X9C | LFC | 2.03% | $76,229,660 |