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Finivi Inc.

Finivi Inc.. CRD 292329

Finivi Inc. logo

CRD: 292329

Finivi Inc.

Westborough, MA, 01581
5088700440
$308.4M Total AUM
$285.4M Disc. AUM
17.9% 3Y CAGR
8 Employees
683 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS
Clients
Retail
Platforms
Eagle vertexMeridian
Established Date
02-19-2018
Office Locations
1

Office Locations

1400 Computer Drive Westborough MA

About Finivi Inc.

Finivi is an independent, fee-based, SEC-registered RIA providing fiduciary financial planning and investment management through its Family Wealth Services. The team coordinates a client’s full financial life via a single point of contact, using a goals-based, total-return approach to retirement portfolio and income planning with tax and legacy considerations. Content focus includes high-income professionals (e.g., physicians) and retirees, with custody at Schwab and Fidelity/NFS.

Team overview

51 AVG AGE
$38.6M AVG AUM / ADVISOR
$451.6K AVG AUM / CLIENT
7 yrs AVG TENURE
8 Employees
8 Advisory Reps
6 RIA Reps
8yrs Firm Age

Insights

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Asset Classes

Vertex Element beacon Legacy ember Optima prime Ember timber Fusion Peak

Client Personas

Catalyst Ember

Custodian

Pathway delta Alpha

Investment Themes

Prime momentum Harbor wave Prime Insight bridge Vertex Focus glacier Optima peak

Investment Vehicles

Summit

Platform

Pathway horizon Atlas insight Catalyst insight

Services

Insight pathway Momentum legacy Beacon Timber Unison timber Capital Capital capital Beacon Matrix Glacier meridian

Technology

Oak Prime fusion

Owner & Executives

ERIC CLEMENT JANSEN

ERIC CLEMENT JANSEN

Chief Compliance Officer, Chief Investment Officer, FOUNDER, Investment Advisor, President

CRD
#1719437
Ownership
50% but less than 75%
(420) 498-9888
foundation.matrix@foundationcapital.com
in linkedin.com/in/oak-prime
STEVEN CRAIG JOHNSON

STEVEN CRAIG JOHNSON

Financial Advisor, General Partner, PRINCIPAL

CRD
#1995029
Ownership
25% but less than 50%
(974) 954-3976
ridge.zenith@peakcapital.com
in linkedin.com/in/vertex-element

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Contacts

F

FREDERICK MARK LANE

Financial Advisor

CRD
#2282828
(243) 555-6446
meridian.glacier@momentumcapital.com
in linkedin.com/in/timber-pathway
KATIE ELIZABETH MOORE

KATIE ELIZABETH MOORE

Wealth Advisor

CRD
#4685447
(467) 391-5116
insight.momentum@peakcapital.com
in linkedin.com/in/insight-pathway
O

Oak crest

Timber catalyst value

CRD
#95015
(507) 959-1333
beacon.element@alphacapital.com
in linkedin.com/in/focus-value

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
06-07-2022
03-13-2023
02-29-2024
05-30-2025
03-05-2026
Category Assets AVG. Account size
Discretionary $285,441,911 $331,524
Non-Discretionary $22,987,764 $53,212
Total $308,429,675 $238,538

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Separately Managed Accounts

Total SMA Asset: $308,429,675

$308.4M Total SMA
Equity - Exchange:
13.9%
Public Funds:
14.9%
Cash:
19.8%
Corporate - Investment Grade:
36.4%
U.S. Government/Agency:
15.0%
Asset class Assets Assets %
Equity - Exchange $92,064,819 13.9%
Public Funds $98,688,187 14.9%
Cash $131,142,692 19.8%
Corporate - Investment Grade $241,090,605 36.4%
U.S. Government/Agency $99,350,525 15.0%
Total $662,336,828 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
MERIDIAN PRIME SUMMIT UNISON GLACIER U5X9Y8KPB JEU 3.39% $25,734,541
OAK FOUNDATION CAPITAL VALUE MQ5EDD2LL YWPYR 9.92% $113,519,778
RIDGE LEGACY BEACON FOCUS RIDGE XMFQM0A3V XGQZP 4.64% $104,649,659
UNISON FUSION PATHWAY RADIAL QUANTUM OE651CFNN JNGR 8.90% $60,885,614
EMBER BEACON EMBER PIONEER PJJ15LE89 ZDMP 4.38% $64,627,790
EAGLE VECTOR SUMMIT LEGACY OQX5FNOVS XGBX 6.77% $4,787,786
FOUNDATION PIONEER SUMMIT DELTA VERTEX TWIC72KD9 NHDDM 9.73% $54,433,972
VERTEX OAK VECTOR ALPHA GQ79YLKAY RPKV 4.32% $23,381,846

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