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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- BeaconHorizon unison
- Established Date
- 02-19-2016
- Office Locations
- 2
Office Locations
About First AND Main Financial
First and Main Financial is a Piedmont/Oakland, CA RIA providing personalized financial planning and portfolio management, with planning around retirement, windfalls, life transitions, college funding, and donor-advised funds. The firm serves individuals and business owners and builds portfolios primarily with public funds and ETFs (including index-oriented strategies), typically custodied at Charles Schwab.
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Owner & Executives
ERIK SEAN WOLFERS
Managing Member
- CRD
- #4214621
- Ownership
- 75% or more
ERIC MICHAEL WHEELER
Chief Compliance Officer, Investment Advisor, PORTFOLIO MANAGER
- CRD
- #5570782
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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ALISON MICHELLE DALY VAN DYKE
--
- CRD
- #2702957
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $165,310,192 | $450,436 |
| Non-Discretionary | $0 | -- |
| Total | $165,310,192 | $450,436 |
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Separately Managed Accounts
Total SMA Asset: $165,310,192
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $552,612,218 | 15.0% |
| Equity - Exchange | $1,293,112,590 | 35.1% |
| Cash | $1,344,689,730 | 36.5% |
| U.S. Government/Agency | $493,666,915 | 13.4% |
| Total | $3,684,081,453 | 100.0% |