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First Western Securities, Inc.

First Western Securities, Inc.. CRD 19537

First Western Securities, Inc. logo

CRD: 19537

First Western Securities, Inc.

Hurst, TX, 76053
8175531492
www.firstwesternsecurities.com
$41.7M Total AUM
$39.1M Disc. AUM
-- 3Y CAGR
7 Employees
56 ADV. Clients
39 yrs Firm Age

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Firm Details

Custodian
First Clearing · Merrill Lynch · Morgan Stanley
Clients
Retail
Platforms
ElementMeridian zenith +more
Established Date
07-07-1987
Office Locations
9

Office Locations

108 North Waco Hillsboro TX
1600 Airport Frwy STE 302 Bedford TX
1601 Sepulveda Suite 602 Manhattan Beach CA

About First Western Securities, Inc.

First Western Securities, Inc. is a Texas-based retail advisory firm providing financial planning, portfolio construction and discretionary portfolio management, including insurance and retirement plan solutions for entrepreneurs and individual investors. The practice emphasizes asset allocation using ETFs alongside mutual funds and fixed income. Clients access accounts through a Wells Fargo/First Clearing portal and the firm promotes its Envision(R) process.

Team overview

65 AVG AGE
$7.0M AVG AUM / ADVISOR
$744.9K AVG AUM / CLIENT
17.5 yrs AVG TENURE
7 Employees
6 Advisory Reps
6 RIA Reps
39yrs Firm Age

Insights

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Asset Classes

Alpha unison Pathway element

Client Personas

Momentum quantum

Custodian

Beacon legacy Vector Bridge wave Wave Eagle Pathway Delta capital

Investment Themes

Pioneer Radial optima

Investment Vehicles

Delta

Services

Radial Foundation Glacier Alpha Foundation Zenith prime

Technology

Catalyst Insight Zenith eagle

Owner & Executives

R

RANDAL EARL FERGUSON

Chief Compliance Officer, Owner, President

CRD
#859884
Ownership
Less than 5%
(549) 472-7705
bridge.focus@optimacapital.com
in linkedin.com/in/ridge-wave
BRYAN CRAIG KILPATRICK

BRYAN CRAIG KILPATRICK

Chief Financial Officer

CRD
#1278558
Ownership
Less than 5%
(338) 276-5346
legacy.radial@glaciercapital.com
in linkedin.com/in/signal-vector

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Contacts

G

GLEN ALAN DICK

President

CRD
#1048189
(704) 874-3505
vital.peak@signalcapital.com
in linkedin.com/in/beacon-legacy
J

John R Ferguson

Owner

CRD
#7746843
(459) 629-7635
timber.alpha@vertexcapital.com
in linkedin.com/in/vertex-vital
P

Prime ember

Oak beacon

CRD
#63316
(438) 260-2184
quantum.north@harborcapital.com
in linkedin.com/in/glacier-bridge

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-09-2010
09-30-2011
05-01-2012
Category Assets AVG. Account size
Discretionary $39,087,672 $133,120
Non-Discretionary $2,627,740 --
Total $41,715,412 $133,120

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Separately Managed Accounts

Total SMA Asset: $41,715,412

$41.7M Total SMA
Equity - Exchange:
23.7%
Public Funds:
21.8%
Cash:
6.7%
Corporate - Investment Grade:
15.3%
Municipal Bonds:
9.0%
U.S. Government/Agency:
23.5%
Asset class Assets Assets %
Equity - Exchange $700,853,441 23.7%
Public Funds $644,666,878 21.8%
Cash $198,131,563 6.7%
Corporate - Investment Grade $452,449,689 15.3%
Municipal Bonds $266,146,876 9.0%
U.S. Government/Agency $694,939,066 23.5%
Total $2,957,187,513 100.0%

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