CRD: 171971
First Wilshire Securities Management, Inc.
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Atlas elementSummit vertex +more
- Established Date
- 05-27-1980
- Office Locations
- 1
Office Locations
About First Wilshire Securities Management, Inc.
First Wilshire Securities Management is an employee-owned boutique manager in Pasadena serving high-net-worth individuals and institutional investors since 1977. The firm follows a value-investing, research-driven approach with a distinguishing focus on small-cap equities, buying businesses with strong prospects at attractive prices and holding patiently. Tenured portfolio managers (avg. 23 years) and support for portfolio construction, insurance, and succession needs round out the offering.
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Owner & Executives
HOWARD HAOMING LU
Chief Executive Officer, President
- CRD
- #4927988
- Ownership
- 50% but less than 75%
SCOTT WILLIAM HOOD
Chairman, Chief Financial Officer, President
- CRD
- #1788066
- Ownership
- 25% but less than 50%
Eagle harbor
Legacy signal element
- CRD
- #30869
- Ownership
- 28.8%
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FELIKS ZLOCHISTYY
Portfolio Manager
- CRD
- #5138497
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $415,474,414 | $1,452,708 |
| Non-Discretionary | $0 | -- |
| Total | $415,474,414 | $1,452,708 |
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Separately Managed Accounts
Total SMA Asset: $359,749,230
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,213,516,045 | 65.7% |
| Cash | $1,155,610,355 | 34.3% |
| Total | $3,369,126,400 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ALPHA QUANTUM | RADIAL PIONEER | GZUCII402 | WIVRZ | 0.89% | $75,758,538 |
| EMBER CATALYST SUMMIT | BEACON MOMENTUM | 4UR5RGD2Y | PZU | 8.04% | $77,983,208 |
| BRIDGE ZENITH VALUE | HARBOR EMBER | 0EIMPN1YP | TEJNO | 5.71% | $87,804,264 |
| PIONEER ALPHA | PRIME TIMBER | 2X93QUYAF | OSQLX | 6.98% | $10,396,507 |
| HORIZON OAK | FUSION FOCUS | TM8A3QKKT | HZW | 9.17% | $55,842,028 |
| RADIAL MATRIX | GLACIER PATHWAY | AQVP49F48 | IKX | 7.52% | $19,271,102 |
| BEACON VECTOR EAGLE | CAPITAL RADIAL | PJGR80NX9 | ZQTK | 5.81% | $107,411,008 |
| FUSION LEGACY FOUNDATION | ELEMENT CAPITAL | ZRSWHC1AY | AXQX | 0.88% | $24,487,507 |