F
CRD: 115341
Five Peaks Financial Consulting, Inc.
Phoenix, AZ
6022242402
$15.5M Total AUM
$0 Disc. AUM
-- 3Y CAGR
1 Employees
6 ADV. Clients
27 yrs Firm Age
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- Custodian
- American Funds · Charles Schwab & Company · Fidelity/NFS · Tiaa
- Clients
- Retail
- Platforms
- --
- Established Date
- 03-09-1999
- Office Locations
- 1
Office Locations
-- Phoenix AZ
About Five Peaks Financial Consulting, Inc.
Five Peaks Financial Consulting, Inc. is a Phoenix-based RIA. The firm has been operating for 27 years. Managing $15.5M in total assets under management, with 1 advisory representatives. They custody assets with American Funds and Charles Schwab & Company. Services offered include Asset Management, Estate Planning, Financial Planning.
Team overview
-- AVG AGE
$15.5M AVG AUM / ADVISOR
$2.6M AVG AUM / CLIENT
27.3 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
27yrs Firm Age
Insights
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Asset Classes
Summit value Ridge
Client Personas
Peak meridian
Investment Themes
Summit alpha Quantum Frontier
Investment Vehicles
Timber
Platform
Vector
Services
Alpha Oak summit Wave Ridge Pioneer Ridge insight Insight Crest
Owner & Executives
J
JOYCE ANN ROLFES
Investment Advisor, President
- CRD
- #2477586
- Ownership
- 75% or more
(875) 385-3024
vector.wave@alphacapital.com
in linkedin.com/in/delta-beacon
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $15,548,200 | -- |
| Total | $15,548,200 | -- |
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Separately Managed Accounts
Total SMA Asset: $15,548,200
Public Funds:
27.9% Corporate - Investment Grade:
8.2% Equity - Exchange:
15.9% Municipal Bonds:
24.0% U.S. Government/Agency:
18.4% Cash:
5.6% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,432,010,243 | 27.9% |
| Corporate - Investment Grade | $420,877,562 | 8.2% |
| Equity - Exchange | $816,091,859 | 15.9% |
| Municipal Bonds | $1,231,836,768 | 24.0% |
| U.S. Government/Agency | $944,408,189 | 18.4% |
| Cash | $287,428,579 | 5.6% |
| Total | $5,132,653,200 | 100.0% |