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Flax Pond Capital, LLC

Flax Pond Capital, LLC. CRD 324332

F

CRD: 324332

Flax Pond Capital, LLC

Merion Station, PA
5085482218
$222.3M Total AUM
$220.2M Disc. AUM
-- 3Y CAGR
2 Employees
120 ADV. Clients
3 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
--
Established Date
10-01-2022
Office Locations
1

Office Locations

-- Merion Station PA

About Flax Pond Capital, LLC

Flax Pond Capital is a boutique investment management and financial planning firm serving individuals, families, trusts and estates, with a specialty in business owners and entrepreneurs planning pre- and post-liquidity events. The firm provides holistic planning alongside portfolio management, typically implemented with ETFs and mutual funds, with custody through Fidelity/NFS.

Team overview

-- AVG AGE
$222.3M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
3.5 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
3yrs Firm Age

Insights

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Asset Classes

Insight Beacon Insight timber Meridian foundation Pioneer

Client Personas

North pathway Ridge ember

Custodian

Summit Foundation Meridian summit

Investment Themes

Vector

Investment Vehicles

Quantum eagle

Services

Focus Beacon fusion Crest pioneer Capital Meridian bridge Alpha frontier Vertex

Owner & Executives

CHRISTOPHER M ZAFIRIOU

CHRISTOPHER M ZAFIRIOU

President

CRD
#3021575
Ownership
75% or more
(559) 285-9193
pathway.vital@timbercapital.com
in linkedin.com/in/signal-radial
NANCY TERESA THRASHER

NANCY TERESA THRASHER

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
(600) 952-9000
prime.quantum@deltacapital.com
in linkedin.com/in/vertex-alpha

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Contacts

M

MICHAEL JOHN CREW

Investment Advisor

CRD
#4342203
(836) 617-5863
glacier.vector@beaconcapital.com
in linkedin.com/in/alpha-legacy

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-11-2023
09-03-2024
02-22-2025
01-30-2026
Category Assets AVG. Account size
Discretionary $220,232,177 $1,898,553
Non-Discretionary $2,062,984 $687,661
Total $222,295,161 $1,868,027

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Separately Managed Accounts

Total SMA Asset: $222,295,161

$222.3M Total SMA
Equity - Exchange:
14.8%
Public Funds:
21.2%
U.S. Government/Agency:
35.0%
Cash:
19.6%
Municipal Bonds:
9.4%
Asset class Assets Assets %
Equity - Exchange $275,802,545 14.8%
Public Funds $395,068,511 21.2%
U.S. Government/Agency $652,235,749 35.0%
Cash $365,252,019 19.6%
Municipal Bonds $175,171,886 9.4%
Total $1,863,530,710 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
CREST RADIAL BRIDGE QUANTUM ALPHA REKX58Y2W XTRMB 4.22% $26,273,379
GLACIER CATALYST VERTEX ZENITH S046BCTME LGAOP 7.81% $46,835,836
ALPHA MOMENTUM SUMMIT ZENITH WAVE TA3WEP5VS AXUFC 7.35% $110,414,975
HARBOR CATALYST FRONTIER HARBOR DELTA KFM1IADKJ YXKZY 5.23% $80,109,028
SUMMIT RADIAL SIGNAL SIGNAL VECTOR YOCX4Z2YR OFH 5.79% $110,121,971
OPTIMA PRIME HARBOR NORTH UNISON EK4AA0K0W JRVWC 9.23% $54,916,178
CREST HORIZON CAPITAL NORTH BEACON LE8O7SDMM WTYL 1.83% $114,230,736
VERTEX PRIME SIGNAL FUSION INSIGHT U8LFMG04U LYKNL 1.43% $32,316,958

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