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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- FoundationQuantum +more
- Established Date
- 09-17-2009
- Office Locations
- 1
Office Locations
About Fleming Financial Services
Mesa, AZ-based Fleming Financial Services is a family-owned financial planning firm focused on helping retirees and pre-retirees navigate retirement. Led by a CFP with 25+ years in financial services, the team provides highly personalized income, investment, tax, health care, and legacy planning, implementing portfolios primarily with public funds and ETFs and custodied at Charles Schwab.
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Owner & Executives
SEAN MICHAEL FLEMING
Owner, President
- CRD
- #6516544
- Ownership
- 75% or more
NANCY LEE FLEMING
Certified Financial Planner, DIRECTOR
- CRD
- #2411873
- Ownership
- Less than 5%
Atlas vertex
Horizon north signal
- CRD
- #12945
- Ownership
- 33.1%
Showing 2 of 3 owners & executives
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MICHAEL RANDOLPH SABAN
Vice President of Sales
- CRD
- #7320376
Showing 1 of 4 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $50,000,000 | -- |
| Non-Discretionary | $8,000,000 | -- |
| Total | $58,000,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $58,000,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $947,396,526 | 12.1% |
| Equity - Exchange | $1,002,204,590 | 12.8% |
| Cash | $1,448,498,821 | 18.5% |
| Corporate - Investment Grade | $892,588,463 | 11.4% |
| Municipal Bonds | $2,317,598,114 | 29.6% |
| U.S. Government/Agency | $1,221,436,845 | 15.6% |
| Total | $7,829,723,359 | 100.0% |