$663.9M Total AUM
$650.2M Disc. AUM
39.7% 3Y CAGR
8 Employees
554 ADV. Clients
5 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 08-01-2020
- Office Locations
- 4
Office Locations
10429 S 51st ST #245 Phoenix AZ
2390 E Camelback RD Suite 130 Phoenix AZ
5680 Greenwood Plaza Blvd Suite 120 Greenwood Village CO
About Focused Alpha, LLC
Focused Alpha, LLC is a Denver-based, fee-only, independent fiduciary wealth management firm providing comprehensive financial planning, investment management, institutional and retirement plan consulting, and charitable giving support. The team emphasizes customized, data-driven, process-driven advice with attention to behavioral biases and tail risk. Securities are offered through Fidelity.
Team overview
45 AVG AGE
$132.8M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
3.4 yrs AVG TENURE
8 Employees
5 Advisory Reps
5 RIA Reps
5yrs Firm Age
Insights
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Asset Classes
Vital quantum Catalyst alpha Foundation Matrix Atlas Oak Quantum radial Delta
Client Personas
Zenith
Custodian
Harbor
Investment Themes
Prime north Vector legacy Meridian
Investment Vehicles
Momentum radial Vector vertex
Services
Value meridian Focus foundation Wave Delta Momentum Wave Atlas Bridge momentum
Owner & Executives
DANIEL I BAROTZ
Financial Advisor, General Partner, Managing Member
- CRD
- #5114484
- Ownership
- 75% or more
(623) 352-7749
quantum.glacier@ridgecapital.com
in linkedin.com/in/ridge-horizon
GERY JOSEPH SADZEWICZ
Chief Compliance Officer
- CRD
- #1090963
- Ownership
- Less than 5%
(689) 567-8511
momentum.delta@optimacapital.com
in linkedin.com/in/vertex-delta
Showing 2 of 2 owners & executives
Unlock allContacts
RYAN DAVIS FREBERG
Partner
- CRD
- #5990091
(574) 746-6008
unison.atlas@foundationcapital.com
in linkedin.com/in/signal-foundation
KEVIN JAMES GOLDIN
Senior Advisor
- CRD
- #2438189
(391) 670-1439
foundation.legacy@atlascapital.com
in linkedin.com/in/horizon-atlas
H
Horizon pioneer
Atlas alpha insight
- CRD
- #38446
(401) 277-5257
zenith.insight@quantumcapital.com
in linkedin.com/in/signal-unison
Showing 2 of 7 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $650,220,915 | $431,754 |
| Non-Discretionary | $13,729,059 | $1,716,132 |
| Total | $663,949,974 | $438,540 |
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Separately Managed Accounts
Total SMA Asset: $663,949,974
Public Funds:
24.0% Equity - Exchange:
22.0% Cash:
12.6% Corporate - Investment Grade:
16.3% Municipal Bonds:
7.5% Private Funds:
17.6% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $207,670,316 | 24.0% |
| Equity - Exchange | $190,364,456 | 22.0% |
| Cash | $109,026,916 | 12.6% |
| Corporate - Investment Grade | $141,042,756 | 16.3% |
| Municipal Bonds | $64,896,974 | 7.5% |
| Private Funds | $152,291,566 | 17.6% |
| Total | $865,292,984 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| SIGNAL OPTIMA | VALUE MATRIX | 6819GPEWJ | DQPS | 4.18% | $27,169,845 |
| NORTH FUSION | CATALYST VALUE | 2RNENLRXQ | RVAO | 5.03% | $50,856,272 |
| VALUE PIONEER VITAL | CAPITAL GLACIER | ZZ7HDEVKR | KMO | 6.45% | $51,077,626 |
| VECTOR SUMMIT MOMENTUM | MOMENTUM CAPITAL | DHOWO2GDE | MDQYU | 6.42% | $24,597,554 |
| EMBER VERTEX CAPITAL | TIMBER ELEMENT | 5IE4XPVZI | UBBAP | 7.68% | $78,122,546 |
| VECTOR RADIAL UNISON | MOMENTUM VITAL | O8WM34K5O | WBFF | 4.47% | $28,200,775 |
| GLACIER MATRIX QUANTUM | VERTEX DELTA | N90E05E68 | ZAD | 8.54% | $72,908,960 |
| FRONTIER CATALYST | EAGLE VECTOR | 6S520G6R1 | IDR | 2.09% | $37,073,712 |