CRD: 304547
Forthright Family Wealth Advisory LLC
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- Custodian
- Charles Schwab & Company · Fidelity/NFS · First Clearing
- Clients
- Retail and Institutional
- Platforms
- Atlas northMatrix ember +more
- Established Date
- 08-13-2019
- Office Locations
- 1
Office Locations
About Forthright Family Wealth Advisory LLC
Forthright Family Wealth is a Houston-based, fee-only fiduciary RIA that acts as a “Family CFO” for individuals and multi-generational families. The team builds and manages private wealth plans—covering planning, portfolio management, risk mitigation, and wealth transfer—with independent, cost-conscious implementation and ongoing monitoring. Public filings indicate portfolios are largely ETF-based. Founded by former Goldman Sachs/Credit Suisse/Wells Fargo private bank advisor Neal D. Carlson.
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Investment Themes
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Platform
Services
Technology
Owner & Executives
NEAL DAVID CARLSON
Chief Compliance Officer, Chief Executive Officer, Managing Director, Managing Member
- CRD
- #4985231
- Ownership
- Less than 5%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $191,160,666 | $864,980 |
| Non-Discretionary | $0 | -- |
| Total | $191,160,666 | $864,980 |
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Separately Managed Accounts
Total SMA Asset: $191,160,666
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $430,196,486 | 23.6% |
| Cash | $457,539,483 | 25.1% |
| Equity - Exchange | $298,950,100 | 16.4% |
| Private Funds | $636,180,397 | 34.9% |
| Total | $1,822,866,466 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| LEGACY VITAL MATRIX | ALPHA HARBOR | MLY2SCCY3 | KQKW | 7.86% | $27,856,051 |
| MOMENTUM INSIGHT ALPHA | ZENITH UNISON | 75YYV31RK | MMGAE | 3.36% | $87,687,974 |
| CATALYST LEGACY | GLACIER CAPITAL | CQJ3M2PW8 | FVBWF | 6.47% | $118,233,648 |
| PEAK EAGLE FRONTIER | FRONTIER TIMBER | O44NT7HNC | GIMGX | 11.15% | $18,654,195 |
| HARBOR PIONEER FUSION | BRIDGE FRONTIER | X2R3EOJ34 | HXQJ | 3.82% | $23,850,711 |
| LEGACY EMBER | GLACIER VECTOR | N48WUIU5Z | WNPW | 1.63% | $107,778,800 |
| UNISON NORTH SIGNAL | LEGACY GLACIER | KPYZKIEG8 | VIS | 4.80% | $82,780,824 |
| OPTIMA INSIGHT | FOCUS VITAL | 7VS4EU42D | UCD | 9.43% | $41,481,660 |