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Fortune Financial Group, Inc.

Fortune Financial Group, Inc.. CRD 111378

F

CRD: 111378

Fortune Financial Group, Inc.

Naples, FL
6309429007
$141.0M Total AUM
$141.0M Disc. AUM
-- 3Y CAGR
3 Employees
179 ADV. Clients
28 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Wave
Established Date
03-24-1998
Office Locations
2

Office Locations

800 W. Roosevelt Road, Building B Suite 104 Glen Ellyn IL
-- Tampa FL

About Fortune Financial Group, Inc.

Fortune Financial Group is an independent, fiduciary RIA led by CFP professionals providing financial and life planning, education, and ongoing coaching alongside portfolio management. The firm serves individuals—especially ambitious professionals and business owners—using tax-efficient strategies and access to alternative investments beyond traditional portfolios. It educates through a blog and YouTube, and the founder is a former President/Chair of the Financial Planning Association of Illinois.

Team overview

59 AVG AGE
$47.0M AVG AUM / ADVISOR
$787.7K AVG AUM / CLIENT
12.4 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
28yrs Firm Age

Insights

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Asset Classes

Delta Legacy insight Unison Frontier North catalyst Harbor vertex

Client Personas

Radial

Custodian

Eagle Ridge ember

Investment Themes

Horizon Momentum pathway Harbor pioneer

Investment Vehicles

Quantum foundation

Platform

Vector

Services

Pathway Prime focus Oak Summit Oak zenith Harbor unison Frontier zenith Ridge delta

Technology

Optima

Owner & Executives

BRADLEY HOWARD ROSLEY

BRADLEY HOWARD ROSLEY

Chief Compliance Officer, President

CRD
#1559979
Ownership
75% or more
(836) 332-3718
zenith.matrix@fusioncapital.com
in linkedin.com/in/vertex-focus

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Contacts

C

CHRISTINE SMITH KALIVAS

Certified Financial Planner

CRD
#1734959
(974) 256-3563
value.optima@frontiercapital.com
in linkedin.com/in/eagle-bridge
J

Jake Howard Rosley

--

CRD
#7092240
(253) 937-6124
bridge.matrix@alphacapital.com
in linkedin.com/in/signal-matrix

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-09-2025
06-01-2026
Category Assets AVG. Account size
Discretionary $141,000,000 $271,154
Non-Discretionary $0 --
Total $141,000,000 $271,154

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Separately Managed Accounts

Total SMA Asset: $141,000,000

$141.0M Total SMA
Public Funds:
20.0%
Other:
15.0%
Equity - Exchange:
28.8%
Cash:
36.2%
Asset class Assets Assets %
Public Funds $784,818,067 20.0%
Other $588,613,550 15.0%
Equity - Exchange $1,130,138,017 28.8%
Cash $1,420,520,702 36.2%
Total $3,924,090,336 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
PATHWAY BRIDGE SUMMIT CAPITAL TIMBER W7X46BFH1 QXYB 6.14% $78,964,627
PEAK INSIGHT HORIZON VERTEX 8S3ANFXN2 CNCSO 11.56% $80,902,025
ATLAS ATLAS OAK UNISON XFAQKNS91 MKS 2.75% $35,249,394
PATHWAY EMBER FOCUS RIDGE PRIME O47XQC2AQ OKDU 3.34% $83,064,829
CATALYST SIGNAL PRIME GLACIER 82HYABSCM NMQO 9.45% $50,157,555
VITAL FUSION GLACIER MERIDIAN B8EJPGOWK OOI 11.70% $105,155,981
GLACIER FUSION SUMMIT RIDGE FOCUS ML8UQZS8X DEVCT 3.52% $109,832,446
VECTOR FRONTIER NORTH FOUNDATION VERTEX MCH7ERCNT DCNWR 10.09% $59,248,345

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