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Founders Capital Management INC

Founders Capital Management INC. CRD 111164

Founders Capital Management INC logo

CRD: 111164

Founders Capital Management INC

Houston, TX, 77027
7138771188
$281.8M Total AUM
$273.6M Disc. AUM
13.7% 3Y CAGR
3 Employees
130 ADV. Clients
31 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Frontier fusionWave pathway
Established Date
01-31-1995
Office Locations
1

Office Locations

4400 Post OAK Parkway Suite 2150 Houston TX

About Founders Capital Management INC

Founders Capital Management (FCMI) is a Houston-based, SEC-registered independent RIA founded in 1995 serving high-net-worth individuals and families, plus foundations and trusts. The team provides comprehensive financial planning and tailored portfolio construction with transparent, asset-based fees and regular client education. Portfolios lean heavily on ETFs alongside U.S. government and investment-grade fixed income, with Schwab as a primary custodian.

Team overview

56 AVG AGE
$140.9M AVG AUM / ADVISOR
$2.2M AVG AUM / CLIENT
11.5 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
31yrs Firm Age

Insights

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Asset Classes

Legacy atlas

Custodian

Zenith

Investment Vehicles

Meridian insight

Services

Capital pathway Beacon

Technology

Unison Vector alpha

Owner & Executives

L

LUCINDA PERRY BUCE

Founder

CRD
#860256
Ownership
75% or more
(465) 428-2766
alpha.foundation@foundationcapital.com
in linkedin.com/in/zenith-pioneer
M

MELISSA KATHRYN BUCE

--

CRD
--
Ownership
75% or more
(313) 618-8186
meridian.wave@deltacapital.com
in linkedin.com/in/quantum-capital
O

Optima optima

Radial optima

CRD
#89248
Ownership
30.0%
(309) 713-2634
atlas.timber@zenithcapital.com
in linkedin.com/in/beacon-delta

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-27-2022
03-03-2023
02-29-2024
09-25-2025
02-19-2026
Category Assets AVG. Account size
Discretionary $273,596,246 $2,120,901
Non-Discretionary $8,202,961 $8,202,961
Total $281,799,207 $2,167,686

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Separately Managed Accounts

Total SMA Asset: $281,799,207

$281.8M Total SMA
Equity - Exchange:
9.0%
U.S. Government/Agency:
25.0%
Cash:
36.3%
Corporate - Investment Grade:
29.7%
Asset class Assets Assets %
Equity - Exchange $802,100,681 9.0%
U.S. Government/Agency $2,228,057,448 25.0%
Cash $3,235,139,414 36.3%
Corporate - Investment Grade $2,646,932,249 29.7%
Total $8,912,229,792 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
TIMBER HARBOR DELTA EMBER VECTOR 4DQ51LR7P FSTW 1.34% $34,905,895
ATLAS SUMMIT PATHWAY NORTH RADIAL M5HY4QEQD QBI 3.07% $49,698,865
CREST HARBOR FOUNDATION MOMENTUM CY9NZ3BAL OSBWA 5.88% $103,108,264
QUANTUM HORIZON HARBOR ZENITH RADIAL 0RE01UOQP ULSOV 9.41% $107,134,407
NORTH EAGLE INSIGHT MERIDIAN 3NPLZL38X TMXVT 0.78% $105,304,501
CATALYST NORTH FRONTIER CATALYST HORIZON M344HDMBJ SRAR 4.12% $43,267,450
FUSION PIONEER HORIZON WAVE OO2U8PBRD UYIFU 2.19% $39,731,993
HORIZON HORIZON EAGLE UNISON EMBER O0XR2LS3U AKA 2.63% $54,216,635

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