$920.3M Total AUM
$810.4M Disc. AUM
-- 3Y CAGR
5 Employees
224 ADV. Clients
24 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท State Street
- Clients
- Retail and Institutional
- Platforms
- LegacyNorth
- Established Date
- 01-30-2002
- Office Locations
- 1
Office Locations
ONE State Street Suite 1700 Hartford CT
About Founders Capital Management, LLC
Founders Capital Management, LLC is a Hartford-based RIA. The firm has been operating for 24 years. Managing $920.3M in total assets under management, with 4 advisory representatives. They custody assets with Charles Schwab & Company and State Street. Services offered include Asset Management, Business Succession, Charitable Giving.
Team overview
40 AVG AGE
$230.1M AVG AUM / ADVISOR
$4.1M AVG AUM / CLIENT
14.4 yrs AVG TENURE
5 Employees
4 Advisory Reps
4 RIA Reps
24yrs Firm Age
Insights
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Asset Classes
Frontier Bridge momentum Insight pathway Vertex Glacier capital Glacier signal
Client Personas
Unison
Custodian
Delta signal Catalyst frontier Peak quantum Alpha ridge Quantum legacy Vertex legacy
Investment Themes
Delta Zenith wave Focus
Investment Vehicles
Ember crest Alpha meridian
Services
Legacy Bridge zenith Focus oak Wave Zenith value Value legacy Peak pathway
Technology
Beacon capital Atlas
Owner & Executives
H
HOWARD ELLIOT CASE
Director
- CRD
- #4494963
- Ownership
- 50% but less than 75%
(351) 852-5793
harbor.crest@northcapital.com
in linkedin.com/in/wave-unison
P
PATRICK ALAN TERRION
Chief Compliance Officer, Investment Advisor
- CRD
- #2997848
- Ownership
- 50% but less than 75%
(285) 517-1168
pioneer.harbor@legacycapital.com
in linkedin.com/in/peak-eagle
Showing 2 of 2 owners & executives
Unlock allContacts
A
Anna Case
Financial Advisor, General Partner
- CRD
- #7297553
(665) 548-7281
radial.pathway@vectorcapital.com
in linkedin.com/in/foundation-atlas
T
Ted Patrick Terrion Mr.
Investment Advisor
- CRD
- #6876518
(757) 814-2491
momentum.catalyst@frontiercapital.com
in linkedin.com/in/ember-momentum
Showing 2 of 4 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $810,375,539 | $1,792,866 |
| Non-Discretionary | $109,880,744 | $1,277,683 |
| Total | $920,256,283 | $1,710,514 |
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Separately Managed Accounts
Total SMA Asset: $920,256,283
Equity - Exchange:
13.6% U.S. Government/Agency:
30.8% Cash:
21.9% Corporate - Investment Grade:
17.0% Municipal Bonds:
16.7% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $698,769,937 | 13.6% |
| U.S. Government/Agency | $1,582,508,387 | 30.8% |
| Cash | $1,125,225,119 | 21.9% |
| Corporate - Investment Grade | $873,462,421 | 17.0% |
| Municipal Bonds | $858,048,378 | 16.7% |
| Total | $5,138,014,242 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| UNISON NORTH NORTH | PATHWAY CATALYST | 0T8PP54Y0 | KZMAA | 9.61% | $14,513,297 |
| RADIAL RADIAL RADIAL | FRONTIER OAK | JXSSQ4LCJ | PUK | 10.15% | $63,904,258 |
| HARBOR WAVE VECTOR | FRONTIER VITAL | TZNO9VZ0T | QCA | 2.25% | $91,498,782 |
| DELTA OAK ELEMENT | BEACON TIMBER | WRB4C20RG | VPAJ | 10.90% | $74,845,412 |
| PIONEER OAK DELTA | GLACIER VECTOR | NIQN7JV6E | CNPX | 7.54% | $80,256,462 |
| SUMMIT PATHWAY WAVE | VECTOR DELTA | R6TF9U8I7 | QPY | 12.58% | $70,709,694 |
| PATHWAY CATALYST ELEMENT | EAGLE GLACIER | NRDVGU4X0 | LHKU | 6.81% | $2,827,251 |
| ELEMENT VITAL | PEAK RADIAL | JLOP3ZHQL | OHXZJ | 7.86% | $106,193,719 |