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- Custodian
- Fidelity/NFS
- Clients
- Retail
- Platforms
- --
- Established Date
- 09-16-2002
- Office Locations
- 1
Office Locations
About G. Allen Financial Inc.
G. Allen Financial is an independent Santa Fe, NM wealth management firm offering process-driven financial planning and discretionary asset management for high-net-worth individuals. The team integrates estate, tax, and retirement planning to align portfolios with clients’ values and legacy goals, and emphasizes coaching clients to stay the course in uncertain markets. Led by CFP Stephen Duck and Dora Guzmán, PhD; custody includes Fidelity/NFS.
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Owner & Executives
STEPHEN ALLEN DUCK
Financial Advisor, General Partner, President
- CRD
- #5294136
- Ownership
- 75% or more
DORA LUZ GUZMAN
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $101,000,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $101,000,000 | -- |
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Separately Managed Accounts
Total SMA Asset: $101,000,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $524,468,795 | 12.2% |
| Equity - Exchange | $2,673,931,070 | 62.2% |
| Cash | $1,100,524,685 | 25.6% |
| Total | $4,298,924,550 | 100.0% |