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Gallatin Financial Advisors, LLC

Gallatin Financial Advisors, LLC. CRD 164901

Gallatin Financial Advisors, LLC logo

CRD: 164901

Gallatin Financial Advisors, LLC

Mequon, WI
7733320499
$47.7M Total AUM
$47.7M Disc. AUM
-- 3Y CAGR
3 Employees
79 ADV. Clients
13 yrs Firm Age

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Firm Details

Custodian
Altruist · LPL Financial · Truist Bank
Clients
Retail
Platforms
Harbor zenithFrontier +more
Established Date
08-06-2012
Office Locations
3

Office Locations

101 Bradford Road Suite 310 Wexford PA
1150 Laurel Lane Suite 180 SAN Luis Obispo CA
-- Mequon WI

About Gallatin Financial Advisors, LLC

Gallatin Financial Advisors, LLC is a boutique RIA offering wealth management with integrated tax planning/accounting and a results-based financial planning process geared to clarifying retirement trajectory. The team includes an IRS Enrolled Agent and uses ETF-focused portfolios in managed accounts. Retail-focused, with client work that includes business owners; platforms include Altruist and LPL.

Team overview

45 AVG AGE
$15.9M AVG AUM / ADVISOR
$603.4K AVG AUM / CLIENT
6.1 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
13yrs Firm Age

Insights

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Client Personas

Crest

Custodian

Harbor radial Beacon momentum Prime capital Pathway ridge

Investment Themes

Vector element Catalyst

Investment Vehicles

Prime signal

Services

Oak Focus Fusion Fusion quantum Matrix optima Momentum wave Summit Matrix Delta vertex

Technology

Legacy Bridge Fusion peak

Owner & Executives

MATTHEW JOHN ARNDT

MATTHEW JOHN ARNDT

Investment Banking Associate, Owner, PRINCIPAL

CRD
#5290358
Ownership
75% or more
(798) 908-1733
insight.beacon@deltacapital.com
in linkedin.com/in/harbor-atlas
J

JOHN GEORGE MCCARTHY

Financial Advisor, PARTNER

CRD
#3077750
Ownership
10% but less than 25%
(275) 458-3299
summit.momentum@optimacapital.com
in linkedin.com/in/timber-pioneer

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Contacts

S

SAMUEL DAVID BRAVO

--

CRD
#6629399
(316) 337-4339
vertex.insight@harborcapital.com
in linkedin.com/in/legacy-wave

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary

No AUM history available

Category Assets AVG. Account size
Discretionary $47,668,966 --
Non-Discretionary $0 --
Total $47,668,966 --

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Separately Managed Accounts

Total SMA Asset: $47,668,966

$47.7M Total SMA
Equity - Exchange:
64.7%
Cash:
35.3%
Asset class Assets Assets %
Equity - Exchange $606,437,274 64.7%
Cash $330,869,177 35.3%
Total $937,306,451 100.0%

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