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- Custodian
- Charles Schwab & Company · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Pioneer radialOptima
- Established Date
- 06-07-2010
- Office Locations
- 4
Office Locations
About Galvin, Gaustad & Stein, LLC
Galvin, Gaustad & Stein, LLC is an independent RIA providing personalized asset management, wealth management and financial planning, including retirement planning. The firm builds custom, risk-targeted, diversified portfolios under a long-term “buy and manage” approach, acting as fiduciary advisors with no product incentives. Performance is GIPS®-claimed and independently verified (2014–2024).
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Owner & Executives
KIM QUYEN JAMIESON
Chief Compliance Officer, Chief Financial Officer, Chief Operating Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 1 of 1 owners & executives
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Hunter James Davis
Financial Advisor, General Partner
- CRD
- #7239003
JORDAN M GALVIN
Financial Advisor, General Partner
- CRD
- #5790360
Ember peak
Atlas pathway insight
- CRD
- #57301
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,337,700,769 | $693,828 |
| Non-Discretionary | $16,818,692 | $840,935 |
| Total | $1,354,519,461 | $695,339 |
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Separately Managed Accounts
Total SMA Asset: $1,354,519,461
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $489,619,548 | 10.6% |
| Cash | $1,889,192,405 | 40.9% |
| U.S. Government/Agency | $2,240,240,382 | 48.5% |
| Total | $4,619,052,335 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| SIGNAL DELTA HORIZON | ALPHA LEGACY | 0VLVE98JC | PMV | 3.78% | $74,051,593 |
| GLACIER VERTEX RIDGE | FOCUS CREST | JWU1KKPKB | YELNC | 5.33% | $95,404,399 |
| UNISON PEAK MERIDIAN | PRIME NORTH | Z1Q63Z5N8 | OXBM | 11.60% | $35,253,921 |
| CATALYST VALUE | MOMENTUM VITAL | C68HERW87 | ZPNKB | 4.62% | $83,903,453 |
| FUSION EAGLE CAPITAL | SUMMIT PIONEER | VNDAXFPX7 | LGZD | 10.75% | $6,961,546 |
| MATRIX ATLAS LEGACY | ELEMENT MERIDIAN | VQZE5QFTA | JARRK | 9.91% | $89,996,093 |
| CAPITAL VITAL | UNISON CREST | MOWRQMQV6 | SHYY | 0.93% | $13,003,514 |
| PATHWAY FRONTIER RADIAL | PRIME SIGNAL | 5HMNC0FXH | XCUFE | 8.29% | $14,344,591 |