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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Summit capital
- Established Date
- 05-15-2017
- Office Locations
- 2
Office Locations
About Gatens Financial, LLC
Gatens Financial is an independent, fee-only RIA in Dallas serving high-net-worth individuals, families, and institutions nationwide. The firm pairs customized portfolio management with ongoing, tax-aware financial planning, using a diversified mix of active and passive strategies across individual securities, mutual funds, and ETFs. Boutique by design, senior-led and intentionally capacity-constrained for high-touch service; accounts are custodied at Charles Schwab.
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Owner & Executives
NANCY MARKELZ GATENS
Chief Compliance Officer, Managing Member, PRINCIPAL
- CRD
- #5889862
- Ownership
- 75% or more
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Sarah Elizabeth Gatens
--
- CRD
- #8138802
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Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $38,792,049 | -- |
| Non-Discretionary | $2,017,417 | -- |
| Total | $40,809,466 | -- |
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Separately Managed Accounts
Total SMA Asset: $40,809,466
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $1,960,250,798 | 33.8% |
| Cash | $562,557,182 | 9.7% |
| Municipal Bonds | $846,735,552 | 14.6% |
| Equity - Exchange | $2,430,015,041 | 41.9% |
| Total | $5,799,558,573 | 100.0% |