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Global Wealth Strategies AND Associates, LLC

Global Wealth Strategies AND Associates, LLC. CRD 316072

Global Wealth Strategies AND Associates, LLC logo

CRD: 316072

Global Wealth Strategies AND Associates, LLC

Denver, CO, 80209
7204204870
$457.0M Total AUM
$457.0M Disc. AUM
35.8% 3Y CAGR
10 Employees
925 ADV. Clients
4 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Frontier wavePioneer
Established Date
10-25-2021
Office Locations
4

Office Locations

2640 Eagan Woods Drive Suite 200 Eagan MN
3200 Cherry Creek South Drive Suite 280 Denver CO
-- Hopkins MN

About Global Wealth Strategies AND Associates, LLC

Global Wealth Strategies and Associates is an independent, unbiased advisory firm based in Denver serving individuals and families, including business owners, physicians and athletes, with customized financial planning and discretionary asset management. Portfolios emphasize asset allocation, risk management and portfolio construction across public funds and ETFs, with alternatives used where appropriate. Custodies assets at Charles Schwab.

Team overview

42 AVG AGE
$50.8M AVG AUM / ADVISOR
$494.0K AVG AUM / CLIENT
2.9 yrs AVG TENURE
10 Employees
9 Advisory Reps
10 RIA Reps
4yrs Firm Age

Insights

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Asset Classes

Bridge matrix Ridge Beacon pioneer Pioneer harbor Signal vector Beacon eagle Matrix prime Crest Value pathway Delta

Client Personas

Frontier harbor Horizon Oak

Custodian

Horizon timber Pathway pioneer Element Vector Peak Radial delta Unison signal

Investment Themes

Harbor summit Vector Capital pioneer Ridge

Investment Vehicles

Eagle signal

Platform

Catalyst element Catalyst Vital Zenith zenith

Services

Timber Catalyst Eagle value Vertex momentum Meridian quantum Matrix atlas Atlas unison Atlas focus Insight Wave prime Frontier

Technology

Eagle Ridge north

Owner & Executives

SARA MARIE SPACCAMONTI

SARA MARIE SPACCAMONTI

Chief Operating Officer

CRD
--
Ownership
5% but less than 10%
(510) 641-8672
atlas.momentum@deltacapital.com
in linkedin.com/in/pathway-catalyst
ADAM L WAY

ADAM L WAY

Chief Compliance Officer, Chief Executive Officer

CRD
#4609168
Ownership
Less than 5%
(431) 852-2073
meridian.summit@vitalcapital.com
in linkedin.com/in/prime-north

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Contacts

Marc Stamps Bennett

Marc Stamps Bennett

Investment Advisor

CRD
#7580415
(501) 657-1806
insight.focus@alphacapital.com
in linkedin.com/in/ember-momentum
Kyle Huntley Brown

Kyle Huntley Brown

Investment Client Service Associate

CRD
#8093240
(985) 536-8035
alpha.oak@optimacapital.com
in linkedin.com/in/vital-momentum
B

Beacon catalyst

Ember frontier ridge

CRD
#94380
(386) 286-5281
wave.pathway@glaciercapital.com
in linkedin.com/in/element-vital

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-15-2022
08-11-2023
11-06-2024
02-28-2025
05-25-2026
Category Assets AVG. Account size
Discretionary $456,960,110 $155,112
Non-Discretionary $0 --
Total $456,960,110 $155,112

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Separately Managed Accounts

Total SMA Asset: $453,106,694

$453.1M Total SMA
Public Funds:
19.5%
Cash:
37.7%
Equity - Exchange:
42.8%
Asset class Assets Assets %
Public Funds $575,580,299 19.5%
Cash $1,112,788,578 37.7%
Equity - Exchange $1,263,324,964 42.8%
Total $2,951,693,841 100.0%

13F Holdings | Q2 2026

Issuer Class Cusip Ticker % Value
ELEMENT FUSION HORIZON GLACIER ZENITH BR9ZGBSEE CLS 4.90% $71,466,704
SUMMIT EAGLE CAPITAL NORTH CAPITAL 307C94OB5 WQS 11.36% $4,224,491
ELEMENT MATRIX VALUE UNISON CATALYST VJLC5QTRX QUYFD 4.53% $46,812,448
ALPHA PRIME ATLAS MERIDIAN 546QG1L3B ENO 7.18% $18,351,511
LEGACY RIDGE WAVE MATRIX BUF9IC2ZA DQZ 5.65% $99,862,185
LEGACY RADIAL OAK BEACON INSIGHT SCQ5J1NXC FHN 7.31% $8,531,086
FOCUS SIGNAL EAGLE INSIGHT K5Q9INLOJ WED 6.17% $51,106,464
CATALYST MERIDIAN MATRIX EMBER 9GK6FDQO2 DJY 1.55% $29,130,061

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