CRD: 126189
Godfrey Financial Associates, Inc.
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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Horizon
- Established Date
- 09-20-2013
- Office Locations
- 2
Office Locations
About Godfrey Financial Associates, Inc.
Godfrey Financial Associates is a woman-owned, fiduciary financial planning firm serving New York’s Capital Region (Delmar/Glenmont, near Albany) since 1995. The team provides retirement planning, investment management, estate planning, and insurance planning, with a stated focus on helping women plan for their financial future. The firm is independently run and has been led by President Kathleen Godfrey for over 25 years.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
KATHLEEN LOUISE GODFREY
Chief Compliance Officer, President
- CRD
- #2672217
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
RUTH ALICE MARESCA
Lead Financial Advisor
- CRD
- #4585822
Tiffany Lea Soricelli
--
- CRD
- #6473884
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $182,520,893 | $260,001 |
| Non-Discretionary | $0 | -- |
| Total | $182,520,893 | $260,001 |
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Separately Managed Accounts
Total SMA Asset: $182,520,893
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $366,801,363 | 17.3% |
| Cash | $309,554,907 | 14.6% |
| Equity - Exchange | $445,250,209 | 21.0% |
| Corporate - Investment Grade | $375,282,319 | 17.7% |
| Municipal Bonds | $398,604,949 | 18.8% |
| U.S. Government/Agency | $224,745,343 | 10.6% |
| Total | $2,120,239,090 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| EMBER WAVE CAPITAL | RADIAL PEAK | D6G6L3MXO | EXJ | 1.66% | $12,624,930 |
| ZENITH MOMENTUM WAVE | QUANTUM RADIAL | ZN6LITU5K | NGDKN | 8.47% | $116,071,910 |
| INSIGHT OPTIMA | ZENITH PEAK | HIGTSV4HU | GWWK | 6.03% | $8,154,526 |
| PEAK PRIME QUANTUM | RADIAL WAVE | JFWVGT4RS | WEO | 1.91% | $3,943,667 |
| DELTA FUSION | VERTEX CREST | V6ONBV3YZ | IWEX | 10.24% | $17,406,479 |
| OPTIMA PRIME | OAK MERIDIAN | S5LIMDKAK | RYIQ | 12.03% | $87,519,004 |
| ATLAS ELEMENT | DELTA EMBER | XHM7OEO5D | GFSI | 5.89% | $117,058,694 |
| UNISON LEGACY | OPTIMA SUMMIT | 6VZA2D6D7 | PBBKD | 6.79% | $31,054,426 |