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Gordon Carlson & Associates

Gordon Carlson & Associates. CRD 149891

G

CRD: 149891

Gordon Carlson & Associates

Indio, CA
9495286712
$87.4M Total AUM
$52.1M Disc. AUM
-- 3Y CAGR
2 Employees
383 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท Morgan Stanley
Clients
Retail and Institutional
Platforms
--
Established Date
08-17-2009
Office Locations
2

Office Locations

16520 Bake Parkway Suite 200 Irvine CA
-- Indio CA

About Gordon Carlson & Associates

Gordon Carlson & Associates is a Indio-based RIA with 2 offices. The firm has been operating for 16 years. Managing $87.4M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company and Morgan Stanley. Services offered include Charitable Giving, Estate Planning, Financial Planning.

Team overview

46 AVG AGE
$43.7M AVG AUM / ADVISOR
$228.1K AVG AUM / CLIENT
10.4 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
16yrs Firm Age

Insights

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Asset Classes

Pioneer Matrix vital

Client Personas

Radial

Investment Themes

Focus wave Atlas eagle Glacier quantum

Investment Vehicles

Insight

Services

Unison ember Legacy bridge Pioneer Glacier frontier Fusion optima Atlas meridian Matrix

Owner & Executives

GORDON PATRICK CARLSON

GORDON PATRICK CARLSON

Chief Compliance Officer, Managing Member

CRD
#2585514
Ownership
75% or more
(804) 695-9317
element.radial@beaconcapital.com
in linkedin.com/in/value-foundation

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Contacts

S

SEAN Robert DIGNAN

--

CRD
#1689686
(316) 414-1751
beacon.foundation@crestcapital.com
in linkedin.com/in/focus-harbor

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2011
04-10-2012
Category Assets AVG. Account size
Discretionary $52,124,310 $137,975
Non-Discretionary $35,245,380 $430,261
Total $87,369,690 $209,140

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Separately Managed Accounts

Total SMA Asset: $87,369,690

$87.4M Total SMA
Other:
7.8%
U.S. Government/Agency:
15.7%
Corporate - Investment Grade:
17.2%
Public Funds:
19.2%
Cash:
7.3%
Equity - Exchange:
11.6%
Municipal Bonds:
12.7%
Equity - OTC:
8.5%
Asset class Assets Assets %
Other $403,496,802 7.8%
U.S. Government/Agency $812,166,641 15.7%
Corporate - Investment Grade $889,762,180 17.2%
Public Funds $993,222,898 19.2%
Cash $377,631,623 7.3%
Equity - Exchange $600,072,168 11.6%
Municipal Bonds $656,975,563 12.7%
Equity - OTC $439,708,053 8.5%
Total $5,173,035,928 100.0%

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