This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- --
- Clients
- Retail
- Platforms
- --
- Established Date
- 05-23-2022
- Office Locations
- 1
Office Locations
About Griffin Financial Services
Griffin Financial Services is a solo RIA led by Jim Griffin, an attorney (since 1997), tax preparer, and licensed insurance agent. The firm provides no-fee financial planning plus tax-aware retirement, insurance, and estate planning, coordinating documents like wills and powers of attorney and referring complex trust work to partner firms. Retail-focused and custodied at Schwab.
Team overview
Insights
Services
Owner & Executives
James Thomas Griffin
Chief Compliance Officer, Financial Advisor, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member
- CRD
- #7502144
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 1 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $15,004,019 | -- |
| Non-Discretionary | $8,773,602 | -- |
| Total | $23,777,621 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $23,777,621
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $199,630,835 | 14.3% |
| Equity - OTC | $185,670,637 | 13.3% |
| U.S. Government/Agency | $362,965,154 | 26.0% |
| Cash | $258,263,667 | 18.5% |
| Corporate - Investment Grade | $277,807,945 | 19.9% |
| Municipal Bonds | $111,681,586 | 8.0% |
| Total | $1,396,019,824 | 100.0% |