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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Radial frontier
- Established Date
- 12-01-2010
- Office Locations
- 1
Office Locations
About Guardian Capital, LLC
Guardian Capital, LLC is a Wexford, PA RIA providing comprehensive financial planning and investment management for individuals and families, with a strong focus on retirement planning for those nearing or in retirement. The firm uses a custom planning process and a proactive, actively managed approach that incorporates diversified portfolios such as ETFs and mutual funds while monitoring tax and market changes. Custody is reported with Charles Schwab, and the website offers a robust investor education library (tax tools, calculators, articles, and videos).
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Owner & Executives
GREG H MILLER
Investment Advisor, Managing Member
- CRD
- #4628226
- Ownership
- 50% but less than 75%
CAROLE MILLER
Owner
- CRD
- --
- Ownership
- 25% but less than 50%
Value wave
Vertex element
- CRD
- #33000
- Ownership
- 25.7%
Showing 2 of 3 owners & executives
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THOMAS JOSEPH BORIS
Investment Advisor
- CRD
- #5057150
JAMES PATRICK SHIELDS
Senior Manager
- CRD
- #4890398
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $128,050,000 | $426,833 |
| Non-Discretionary | $0 | -- |
| Total | $128,050,000 | $426,833 |
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Separately Managed Accounts
Total SMA Asset: $127,950,000
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $454,283,011 | 50.8% |
| Equity - Exchange | $238,766,858 | 26.7% |
| Cash | $201,208,026 | 22.5% |
| Total | $894,257,895 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| EAGLE ELEMENT WAVE | CATALYST GLACIER | GZKPXVUY9 | SIZ | 4.55% | $114,853,769 |
| MATRIX OPTIMA VECTOR | MOMENTUM ZENITH | W4V0LRO4G | YFG | 2.08% | $52,173,861 |
| MERIDIAN FUSION | VERTEX OAK | 0YPYK0FG3 | MDKL | 3.73% | $101,243,969 |
| UNISON PATHWAY ZENITH | WAVE VERTEX | DPTQ59F2G | EPVB | 6.19% | $40,777,507 |
| VECTOR TIMBER | VITAL TIMBER | X61H5XY1W | MVGT | 1.65% | $113,950,148 |
| MATRIX LEGACY CREST | FRONTIER RADIAL | TLQ32RLTE | DFYLX | 9.10% | $93,078,865 |
| CREST VERTEX ATLAS | MATRIX PRIME | Y0WMV8A7P | CZO | 8.88% | $44,345,732 |
| RIDGE HORIZON | BRIDGE WAVE | 8TMA1ZBOI | OORAE | 9.24% | $98,383,553 |