CRD: 118668
Guardian Wealth Management, LLC
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Alpha delta
- Established Date
- 11-28-2001
- Office Locations
- 3
Office Locations
About Guardian Wealth Management, LLC
Guardian Wealth Management is a Chattanooga, TN wealth management firm founded in 1997 that combines comprehensive financial planning and core tax planning with disciplined, long-term portfolio construction and ongoing coaching to keep families focused on goals. Portfolios are implemented largely with ETFs. The firm also advises on Name, Image & Likeness (NIL) planning and works with CPA firm Mauldin & Jenkins on select NIL matters.
Team overview
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Custodian
Investment Themes
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Owner & Executives
JAMES LAMAR MOTTE
Chief Compliance Officer
- CRD
- #4931527
- Ownership
- Less than 5%
Showing 1 of 1 owners & executives
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Eduardo Palacios III
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- CRD
- #8215043
JAMES CHRISTOPHER RAPER
Partner, Senior Wealth Advisor
- CRD
- #7637561
Peak vital
Foundation bridge signal
- CRD
- #59818
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $406,027,010 | $349,722 |
| Non-Discretionary | $5,091,198 | $97,908 |
| Total | $411,118,208 | $338,927 |
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Separately Managed Accounts
Total SMA Asset: $411,118,208
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,808,862,005 | 31.4% |
| Equity - OTC | $3,032,497,515 | 33.9% |
| Cash | $3,104,060,879 | 34.7% |
| Total | $8,945,420,399 | 100.0% |
13F Holdings | Q1 2025
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| MATRIX ALPHA | CREST CAPITAL | QWM0RA7DK | YCJA | 1.66% | $6,830,336 |
| PEAK MATRIX | MATRIX ZENITH | 0NW13QJ5U | WYGDJ | 10.69% | $108,595,696 |
| OPTIMA EMBER PATHWAY | ALPHA CATALYST | M3DR31K4P | RDU | 2.70% | $84,394,025 |
| VALUE VITAL HORIZON | PATHWAY TIMBER | HSCAO1ALT | BZAVL | 1.17% | $56,844,846 |
| OAK RADIAL | PEAK OPTIMA | G12UZIG7G | IGO | 3.24% | $112,965,803 |
| HARBOR CATALYST LEGACY | INSIGHT HORIZON | NKPOTYPAK | CUI | 5.56% | $115,750,282 |
| RADIAL MERIDIAN | MERIDIAN WAVE | 645GTEJ1C | YGTKR | 2.82% | $96,478,796 |
| MERIDIAN UNISON | VECTOR TIMBER | E0FFVYGEI | WVIEK | 3.85% | $53,182,873 |