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H. L. Ormond & Company, LLC

H. L. Ormond & Company, LLC. CRD 313593

H

CRD: 313593

H. L. Ormond & Company, LLC

Greenville, NC, 27858
2527564010
$401.4M Total AUM
$383.8M Disc. AUM
13.1% 3Y CAGR
7 Employees
283 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Capital Group · Raymond James
Clients
Retail and Institutional
Platforms
Vital
Established Date
04-01-2021
Office Locations
2

Office Locations

1001 Conference Drive Suite A Greenville NC
1001 Conference Drive Suite B Greenville NC

About H. L. Ormond & Company, LLC

H. L. Ormond & Company is a Greenville, NC–based advisory firm led by President & CIO Herb Ormond. The team delivers active asset allocation, money manager selection, ongoing portfolio monitoring, and trade execution alongside comprehensive financial planning. It serves retail clients such as retirees and business owners, building diversified portfolios that often use mutual funds and ETFs, with custody via Raymond James.

Team overview

33 AVG AGE
$100.3M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
2.6 yrs AVG TENURE
7 Employees
4 Advisory Reps
4 RIA Reps
5yrs Firm Age

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Asset Classes

Ember crest Quantum

Client Personas

Horizon Beacon Quantum

Custodian

Peak beacon Catalyst element Focus unison

Investment Themes

Focus crest

Investment Vehicles

Zenith horizon Insight vector

Services

Element harbor Value Atlas crest Crest

Technology

Horizon capital

Owner & Executives

H

HERBERT LYMAN ORMOND III

Chief Investment Officer, Managing Member, President

CRD
#1526791
Ownership
75% or more
(235) 427-9360
quantum.delta@fusioncapital.com
in linkedin.com/in/oak-atlas
S

SHARON ROUSE DEW

Chief Compliance Officer, Client Service Associate

CRD
--
Ownership
Less than 5%
(624) 939-1555
oak.delta@crestcapital.com
in linkedin.com/in/harbor-timber

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Contacts

M

MICHELLE ANN COREY

Vice President

CRD
#2674014
(919) 517-9086
meridian.harbor@pioneercapital.com
in linkedin.com/in/vital-momentum
LISA WOOTEN HARDEE

LISA WOOTEN HARDEE

Senior Client Services Manager

CRD
#1593750
(811) 584-2052
pioneer.peak@momentumcapital.com
in linkedin.com/in/peak-focus
R

Ridge catalyst

Delta legacy prime

CRD
#17516
(796) 651-6284
harbor.legacy@ridgecapital.com
in linkedin.com/in/wave-fusion

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-11-2022
03-23-2023
03-22-2024
03-10-2025
05-01-2026
Category Assets AVG. Account size
Discretionary $383,828,048 $332,607
Non-Discretionary $17,548,642 $389,970
Total $401,376,690 $334,760

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Separately Managed Accounts

Total SMA Asset: $401,376,690

$401.4M Total SMA
Public Funds:
20.2%
Equity - Exchange:
37.8%
Cash:
42.0%
Asset class Assets Assets %
Public Funds $71,192,922 20.2%
Equity - Exchange $133,222,399 37.8%
Cash $148,024,888 42.0%
Total $352,440,209 100.0%

13F Holdings | Q3 2022

Issuer Class Cusip Ticker % Value
NORTH RIDGE VALUE TIMBER DS45R3I3K CEBCB 10.46% $63,564,120
HARBOR NORTH EMBER VALUE ATLAS 9K3QRVP2C VZCD 5.41% $105,455,913
SUMMIT OAK LEGACY DELTA MATRIX GHJ86QN4K AIJ 3.53% $11,393,096
CREST TIMBER CATALYST LEGACY BRIDGE XWI0XS000 TIBK 3.26% $12,872,034
ATLAS MERIDIAN RIDGE FOUNDATION VERTEX HSGX8QNMB BOZR 3.10% $95,549,371
PATHWAY MERIDIAN QUANTUM HORIZON I0YGZFNDE MJUN 8.71% $13,128,574
MOMENTUM ZENITH RADIAL BRIDGE GLACIER WJ2LZ6CZA APKNL 2.56% $7,048,871
UNISON CATALYST VERTEX PEAK FUSION 4LXQESJFC IFI 3.19% $10,808,901

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