CRD: 114127
Hamilton-Bates Investment Research, Inc.
Mertztown, PA
6104214407
$61.4M Total AUM
$61.4M Disc. AUM
-- 3Y CAGR
5 Employees
254 ADV. Clients
26 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 11-19-1999
- Office Locations
- 10
Office Locations
201 S. Lakeview Placentia CA
23046 Avenida DE LA Carlota Suite 600 Laguna Hills CA
4 St. Albans Avenue 2ND Floor Newtown Square PA
About Hamilton-Bates Investment Research, Inc.
Hamilton-Bates Investment Research, Inc. is a Mertztown-based RIA with 10 offices. The firm has been operating for 26 years. Managing $61.4M in total assets under management, with 5 advisory representatives. They custody assets with Fidelity/NFS. Services offered include Asset Management, Insurance, Life Insurance.
Team overview
-- AVG AGE
$12.3M AVG AUM / ADVISOR
$241.6K AVG AUM / CLIENT
9.8 yrs AVG TENURE
5 Employees
5 Advisory Reps
5 RIA Reps
26yrs Firm Age
Insights
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Asset Classes
Meridian wave Signal element Timber pathway
Client Personas
Momentum
Investment Themes
Insight atlas Beacon momentum
Investment Vehicles
Optima
Services
Legacy Timber radial Momentum Capital
Owner & Executives
A
ALAN DAVID BATES II
Chief Compliance Officer, Owner, Secretary
- CRD
- #2137050
- Ownership
- 25% but less than 50%
(515) 961-9089
momentum.ember@wavecapital.com
in linkedin.com/in/vertex-catalyst
R
RICHARD ELWOOD HAMILTON JR.
Owner, President
- CRD
- #2080587
- Ownership
- 25% but less than 50%
(289) 811-9927
optima.prime@bridgecapital.com
in linkedin.com/in/meridian-unison
Showing 2 of 2 owners & executives
Unlock allContacts
E
ERIC CHARLES BELL
--
- CRD
- #1504402
(708) 936-3047
frontier.beacon@legacycapital.com
in linkedin.com/in/fusion-eagle
MARC ROBERT CALDERON
Associate
- CRD
- #8166997
(423) 841-2197
vital.zenith@wavecapital.com
in linkedin.com/in/alpha-foundation
U
Unison pathway
Alpha frontier harbor
- CRD
- #73604
(988) 318-9319
timber.radial@atlascapital.com
in linkedin.com/in/harbor-meridian
Showing 2 of 10 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $61,356,120 | $98,263 |
| Non-Discretionary | $0 | $45,865 |
| Total | $61,356,120 | $95,561 |
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Separately Managed Accounts
Total SMA Asset: $61,356,120
Public Funds:
18.7% Equity - Exchange:
55.7% Cash:
25.6% | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $553,043,356 | 18.7% |
| Equity - Exchange | $1,647,300,263 | 55.7% |
| Cash | $757,107,482 | 25.6% |
| Total | $2,957,451,101 | 100.0% |