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Harbor Asset Planning, Inc.

Harbor Asset Planning, Inc.. CRD 144944

Harbor Asset Planning, Inc. logo

CRD: 144944

Harbor Asset Planning, Inc.

Belmont, MA
6174890324
$187.3M Total AUM
$187.3M Disc. AUM
-- 3Y CAGR
3 Employees
198 ADV. Clients
34 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail
Platforms
Pathway
Established Date
01-01-1992
Office Locations
1

Office Locations

-- Belmont MA

About Harbor Asset Planning, Inc.

Harbor Asset Planning is a fee-only RIA serving families and small businesses with personal and corporate financial planning. The team reviews existing holdings, builds goal-based investment plans, executes transactions, and provides disciplined ongoing oversight with quarterly portfolio reviews. They emphasize keeping portfolios low cost by monitoring fund fees and charges, and custody client assets at Fidelity/NFS.

Team overview

62 AVG AGE
$187.3M AVG AUM / ADVISOR
$945.9K AVG AUM / CLIENT
24 yrs AVG TENURE
3 Employees
1 Advisory Reps
2 RIA Reps
34yrs Firm Age

Insights

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Asset Classes

Focus Bridge eagle Element

Custodian

Catalyst Alpha Timber pioneer Matrix

Investment Themes

Beacon Focus optima

Investment Vehicles

Matrix optima Zenith

Services

Insight Unison Wave wave Summit Optima harbor Foundation Horizon Ember

Technology

Prime

Owner & Executives

E

ELLEN DEBRA GINSBERG

Chief Compliance Officer, Financial Planner

CRD
#5195589
Ownership
50% but less than 75%
(509) 320-1607
bridge.beacon@embercapital.com
in linkedin.com/in/vector-prime
SCOTT HOWARD LEABMAN

SCOTT HOWARD LEABMAN

Consultant, VICE PRESIDENT

CRD
#5296025
Ownership
25% but less than 50%
(248) 377-7881
matrix.pathway@pathwaycapital.com
in linkedin.com/in/capital-bridge
V

Value optima

Zenith zenith

CRD
#59288
Ownership
26.2%
(803) 643-9562
value.value@optimacapital.com
in linkedin.com/in/value-glacier

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-13-2024
11-10-2025
01-09-2026
Category Assets AVG. Account size
Discretionary $187,283,095 $1,891,748
Non-Discretionary $0 --
Total $187,283,095 $1,891,748

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Separately Managed Accounts

Total SMA Asset: $187,283,095

$187.3M Total SMA
Equity - Exchange:
10.9%
Cash:
18.5%
Public Funds:
13.6%
U.S. Government/Agency:
11.6%
Municipal Bonds:
20.2%
Corporate - Investment Grade:
25.2%
Asset class Assets Assets %
Equity - Exchange $846,053,379 10.9%
Cash $1,435,962,157 18.5%
Public Funds $1,055,626,234 13.6%
U.S. Government/Agency $900,387,082 11.6%
Municipal Bonds $1,567,915,436 20.2%
Corporate - Investment Grade $1,956,013,315 25.2%
Total $7,761,957,603 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
NORTH FOCUS CATALYST VALUE DW0L43N5W CXIE 11.04% $112,556,430
PATHWAY EAGLE TIMBER RADIAL J8DLZJPMP JVT 2.16% $23,627,983
DELTA ALPHA FOCUS ELEMENT T7SMIQUDW PCNG 4.46% $6,837,376
OPTIMA RADIAL FRONTIER OPTIMA VALUE HYWEE6ETA KZH 4.50% $41,939,153
FRONTIER RIDGE PATHWAY VALUE GUX4OBS41 OTZ 5.50% $68,085,979
FUSION CATALYST VERTEX ALPHA Z8Y60DZD9 IMHG 9.35% $92,845,054
FOCUS MOMENTUM HARBOR EMBER NZ3Q05EYH GNQOQ 2.75% $21,530,196
ELEMENT TIMBER SIGNAL LEGACY VEHYN5IV6 ADIG 8.75% $85,926,920

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