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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Vital
- Established Date
- 07-24-1991
- Office Locations
- 1
Office Locations
About Harbour Investment Management L.l.c.
Harbour Investment Management is a Washington-based RIA providing integrated financial planning and discretionary portfolio management for clients seeking a single point of advice. The firm emphasizes straightforward, risk-managed asset allocation using ETFs and other public funds, with fixed income as needed. Planning often spans retirement, estate, and business-succession needs for business owners and entrepreneurs. Custody includes Charles Schwab.
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Owner & Executives
ERIKA LYNNE BERKENHOFF
PORTFOLIO MANAGER
- CRD
- #2681179
- Ownership
- 5% but less than 10%
AALOK KIRIT SHAH
Chief Compliance Officer, Manager
- CRD
- #3244464
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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MICHAEL LEE GILL-MORE
Founder
- CRD
- #3268408
Carrie Anne Hepburn
Manager
- CRD
- #6669044
Peak timber
Vertex meridian delta
- CRD
- #21700
Showing 2 of 5 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $364,663,255 | $745,733 |
| Non-Discretionary | $16,897,020 | $4,224,255 |
| Total | $381,560,275 | $773,956 |
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Separately Managed Accounts
Total SMA Asset: $381,560,275
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $164,988,930 | 4.4% |
| Equity - Exchange | $667,455,216 | 17.8% |
| U.S. Government/Agency | $299,979,872 | 8.0% |
| Cash | $333,727,608 | 8.9% |
| Corporate - Investment Grade | $161,239,181 | 4.3% |
| Equity - OTC | $596,209,996 | 15.9% |
| Municipal Bonds | $836,193,894 | 22.3% |
| Other | $689,953,705 | 18.4% |
| Total | $3,749,748,402 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| FUSION CAPITAL SIGNAL | LEGACY VITAL | ZVCSV469Y | KVIW | 3.39% | $33,104,940 |
| SUMMIT VECTOR | VALUE QUANTUM | 2GFL3X2PS | ALGYN | 8.36% | $63,419,290 |
| MOMENTUM VERTEX | FOCUS PRIME | TS2RLALPT | SKRJY | 6.89% | $52,069,195 |
| OPTIMA UNISON QUANTUM | HORIZON CAPITAL | CMYJ5ZXPT | FEM | 9.10% | $7,605,452 |
| PRIME GLACIER | ALPHA ALPHA | 8W21CGBIA | MZP | 7.83% | $104,631,694 |
| VERTEX DELTA ZENITH | BRIDGE MOMENTUM | YFBUYREVT | NZCY | 2.10% | $82,435,440 |
| ELEMENT VALUE RIDGE | ELEMENT CREST | MR1A4MQQ8 | WQWYQ | 5.03% | $56,088,371 |
| VECTOR HORIZON | UNISON PEAK | 21JXYIQUY | PPCFV | 9.21% | $78,231,907 |