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Headwater Investment CONSULTING,INC.

Headwater Investment CONSULTING,INC.. CRD 133009

Headwater Investment CONSULTING,INC. logo

CRD: 133009

Headwater Investment CONSULTING,INC.

Mcminnville, OR, 97128
5035652100
$543.0M Total AUM
$523.6M Disc. AUM
-- 3Y CAGR
7 Employees
649 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Radial
Established Date
07-01-2004
Office Locations
1

Office Locations

408 SE 1ST St. Mcminnville OR

About Headwater Investment CONSULTING,INC.

Headwater Investment Consulting, Inc. is an Oregon-based RIA serving retail and institutional clients with asset allocation and portfolio construction, including fixed income and mutual fund portfolios and some ETF exposure. The firm is associated with Dimensional Fund Advisors strategies, uses Orion/Morningstar tools, and custodies through Fidelity/NFS.

Team overview

38 AVG AGE
$108.6M AVG AUM / ADVISOR
$836.6K AVG AUM / CLIENT
9.6 yrs AVG TENURE
7 Employees
5 Advisory Reps
5 RIA Reps
21yrs Firm Age

Insights

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Asset Classes

Momentum

Client Personas

Crest

Custodian

Signal radial

Investment Themes

Peak fusion Unison

Investment Vehicles

Ridge

Services

Catalyst beacon Atlas Horizon Horizon beacon

Technology

Capital

Owner & Executives

K

KEVIN WILSON CHAMBERS

Managing Partner, President

CRD
#6269021
Ownership
25% but less than 50%
(235) 314-7928
frontier.prime@matrixcapital.com
in linkedin.com/in/wave-eagle
THOMAS JAMES SHERWOOD

THOMAS JAMES SHERWOOD

Chief Compliance Officer, Managing Partner, Partner

CRD
#5821112
Ownership
25% but less than 50%
(554) 545-4984
prime.vector@glaciercapital.com
in linkedin.com/in/optima-momentum
G

Glacier element

Fusion frontier

CRD
#31594
Ownership
39.4%
(745) 559-4016
matrix.element@capitalcapital.com
in linkedin.com/in/optima-pathway

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Contacts

J

Jessica Lynn Couser

--

CRD
#8032982
(832) 324-9760
optima.beacon@unisoncapital.com
in linkedin.com/in/insight-unison
M

Matthew Jacob Dressel

Advisor

CRD
#7473076
(614) 931-5843
zenith.crest@catalystcapital.com
in linkedin.com/in/foundation-insight
T

Timber legacy

Matrix optima

CRD
#58377
(829) 250-2156
prime.capital@quantumcapital.com
in linkedin.com/in/alpha-oak

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-03-2022
05-10-2023
05-07-2024
02-03-2025
03-18-2026
Category Assets AVG. Account size
Discretionary $523,571,000 $360,835
Non-Discretionary $19,404,000 $208,645
Total $542,975,000 $351,668

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Separately Managed Accounts

Total SMA Asset: $542,975,000

$543.0M Total SMA
Public Funds:
23.7%
U.S. Government/Agency:
26.2%
Cash:
25.3%
Equity - Exchange:
24.8%
Asset class Assets Assets %
Public Funds $455,608,651 23.7%
U.S. Government/Agency $503,668,635 26.2%
Cash $486,367,041 25.3%
Equity - Exchange $476,755,044 24.8%
Total $1,922,399,371 100.0%

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