H
CRD: 151849
Heaphy Investments, LLC
Springfield, MA, 01103
4137368805
$67.2M Total AUM
$67.2M Disc. AUM
-- 3Y CAGR
3 Employees
99 ADV. Clients
16 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 04-20-2010
- Office Locations
- 1
Office Locations
32 Hampden Stret Springfield MA
About Heaphy Investments, LLC
Heaphy Investments, LLC is a Springfield-based RIA. The firm has been operating for 16 years. Managing $67.2M in total assets under management, with 2 advisory representatives. They custody assets with Charles Schwab & Company. Services offered include Asset Management, Business Succession, Insurance.
Team overview
-- AVG AGE
$33.6M AVG AUM / ADVISOR
$679.0K AVG AUM / CLIENT
8.8 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
16yrs Firm Age
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Asset Classes
Foundation Catalyst
Client Personas
Foundation crest
Investment Themes
Value Horizon vital Delta foundation
Investment Vehicles
Frontier crest
Services
Peak harbor Oak Delta Momentum zenith Legacy
Owner & Executives
L
LOIS JEAN HEAPHY
Chief Compliance Officer
- CRD
- #5040931
- Ownership
- 75% or more
(936) 808-5047
ember.wave@pioneercapital.com
in linkedin.com/in/oak-focus
E
EDWARD THOMAS HEAPHY
Manager
- CRD
- #4337472
- Ownership
- 25% but less than 50%
(522) 474-2947
eagle.momentum@atlascapital.com
in linkedin.com/in/crest-catalyst
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $67,224,229 | $187,687 |
| Non-Discretionary | $0 | -- |
| Total | $67,224,229 | $187,687 |
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Separately Managed Accounts
Total SMA Asset: $67,224,229
U.S. Government/Agency:
16.2% Equity - Exchange:
19.0% Other:
11.2% Cash:
21.2% Public Funds:
32.4% | Asset class | Assets | Assets % |
|---|---|---|
| U.S. Government/Agency | $1,038,199,661 | 16.2% |
| Equity - Exchange | $1,217,641,577 | 19.0% |
| Other | $717,767,667 | 11.2% |
| Cash | $1,358,631,655 | 21.2% |
| Public Funds | $2,076,399,321 | 32.4% |
| Total | $6,408,639,881 | 100.0% |