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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 10-06-2006
- Office Locations
- 1
Office Locations
About Helm Investment Management, LLC
Helm Investment Management, LLC is a Denver-based, fee-only RIA providing highly customized portfolio management for individuals, families, and foundations. The team builds coordinated, multi-account portfolios across taxable and tax-deferred assets, emphasizing diversified equity and fixed income strategies, including ETFs and mutual funds, tailored to client goals and risk. Unique: integrated with an office of independent tax and estate-planning professionals for interdisciplinary planning.
Team overview
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Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Services
Owner & Executives
PETER JOHN QUINN
Analyst, Chief Compliance Officer, Managing Member
- CRD
- #5998197
- Ownership
- 75% or more
JAY ALLAN MCCORMICK
Portfolio Manager
- CRD
- #5216989
- Ownership
- Less than 5%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $370,848,650 | $663,414 |
| Non-Discretionary | $0 | -- |
| Total | $370,848,650 | $663,414 |
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Separately Managed Accounts
Total SMA Asset: $370,848,650
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $2,732,621,679 | 32.6% |
| Cash | $963,961,635 | 11.5% |
| U.S. Government/Agency | $670,582,007 | 8.0% |
| Public Funds | $1,391,457,665 | 16.6% |
| Municipal Bonds | $2,623,652,103 | 31.3% |
| Total | $8,382,275,089 | 100.0% |