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- Custodian
- Charles Schwab & Company ยท Interactive Brokers
- Clients
- Retail
- Platforms
- Focus capital
- Established Date
- 09-18-2017
- Office Locations
- 1
Office Locations
About Herges Capital Management
Herges Capital Management is an independent, fiduciary RIA and dual-registered CTA providing discretionary portfolio management focused on cost- and tax-efficient, diversified portfolios via direct indexing (individual stocks and bonds rather than third-party mutual funds/ETFs). Client assets stay at Charles Schwab, and the firm also offers a trend-following alternative strategy with performance-based fees. Founded by Dr. Udo Herges (PhD Applied Mathematics, former bank VP).
Team overview
Insights
Asset Classes
Custodian
Investment Vehicles
Services
Technology
Owner & Executives
UDO STEFAN HERGES
Chief Compliance Officer, Chief Executive Officer, Investment Advisor
- CRD
- #2794182
- Ownership
- 75% or more
ZEYNEP AYSUN HERGES
Chief Executive Officer, Executive Vice President, Founder
- CRD
- #6848606
- Ownership
- Less than 5%
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $25,929,372 | -- |
| Non-Discretionary | $0 | -- |
| Total | $25,929,372 | -- |
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Separately Managed Accounts
Total SMA Asset: $25,929,372
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $696,224,166 | 10.5% |
| Cash | $1,445,493,983 | 21.8% |
| Corporate - Investment Grade | $1,352,664,094 | 20.4% |
| Other | $1,697,460,824 | 25.6% |
| U.S. Government/Agency | $1,438,863,278 | 21.7% |
| Total | $6,630,706,345 | 100.0% |