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Heritage Capital, LLC

Heritage Capital, LLC. CRD 127650

Heritage Capital, LLC logo

CRD: 127650

Heritage Capital, LLC

Woodbridge, CT, 06525
2033893553
$146.9M Total AUM
$146.9M Disc. AUM
-- 3Y CAGR
3 Employees
146 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Axos · Jefferson National Securities
Clients
Retail and Institutional
Platforms
Delta legacyValue +more
Established Date
01-06-2004
Office Locations
3

Office Locations

1 Bradley Road Suite 202 Woodbridge CT
555 Long Wharf Dr. NEW Haven CT
-- Redding CT

About Heritage Capital, LLC

Heritage Capital, LLC is a Connecticut-based, fee-only fiduciary advisor focused on helping clients thrive in retirement. The firm pairs financial planning with active portfolio management and defensive positioning to manage risk and volatility as markets change. Clients work directly with the money manager—not a representative—and can start with a complimentary consultation and asset-allocation guidance.

Team overview

58 AVG AGE
$49.0M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
13.2 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
22yrs Firm Age

Insights

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Asset Classes

Crest Prime Ridge Harbor Wave Glacier beacon Timber oak Element eagle Vertex

Client Personas

Beacon crest Peak

CRM

Focus

Custodian

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Fund Managers

Legacy Radial

Investment Themes

Momentum Quantum catalyst Horizon Atlas summit Zenith pathway Value Beacon Radial oak

Investment Vehicles

Ember Insight

Services

North Fusion Pioneer bridge Foundation peak Value Capital matrix Meridian ridge

Technology

North legacy Crest glacier Vital Vital

Owner & Executives

PAUL BRIAN SCHATZ

PAUL BRIAN SCHATZ

Chief Compliance Officer, Chief Investment Officer, Managing Member, President, Registered Representative

CRD
#2241878
Ownership
75% or more
(787) 689-7012
pathway.zenith@zenithcapital.com
in linkedin.com/in/oak-pioneer

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Contacts

C

CHRISTOPHER TODD ANGLE

Investment Advisor Representative

CRD
#3149166
(552) 540-1935
matrix.horizon@valuecapital.com
in linkedin.com/in/focus-zenith
R

RONALD ROBERT MILONE

Advisor

CRD
#4200818
(211) 764-9842
optima.legacy@capitalcapital.com
in linkedin.com/in/crest-unison

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-28-2011
03-13-2012
04-15-2025
03-06-2026
Category Assets AVG. Account size
Discretionary $146,923,516 $1,072,434
Non-Discretionary $0 --
Total $146,923,516 $1,072,434

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Separately Managed Accounts

Total SMA Asset: $146,923,516

$146.9M Total SMA
Equity - Exchange:
35.3%
Public Funds:
8.3%
Cash:
13.6%
Corporate - Investment Grade:
35.4%
Municipal Bonds:
7.4%
Asset class Assets Assets %
Equity - Exchange $366,821,775 35.3%
Public Funds $86,249,879 8.3%
Cash $141,325,103 13.6%
Corporate - Investment Grade $367,860,931 35.4%
Municipal Bonds $76,897,483 7.4%
Total $1,039,155,171 100.0%

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