AdvizorPro

Heritage Financial Solutions, LLC

Heritage Financial Solutions, LLC. CRD 131008

Heritage Financial Solutions, LLC logo

CRD: 131008

Heritage Financial Solutions, LLC

$103.1M Total AUM
$103.1M Disc. AUM
-- 3Y CAGR
2 Employees
184 ADV. Clients
13 yrs Firm Age

This is a profile preview from the AdvizorPro Platform.

Request a Free Trial

Firm Details

Custodian
LPL Financial
Clients
Retail and Institutional
Platforms
--
Established Date
05-10-2013
Office Locations
1

Office Locations

2206 Summerlon Circle Dodge City KS

About Heritage Financial Solutions, LLC

Heritage Financial Solutions, LLC is a Dodge City, KS advisory firm affiliated with LPL Financial. The practice provides financial planning and asset management, including portfolio construction, tax and estate planning, insurance/annuity solutions, and 529 planning, with a stated focus that includes entrepreneurs. Investment implementation includes mutual funds/ETFs and fixed income; tech use includes Broadridge.

Team overview

-- AVG AGE
$103.1M AVG AUM / ADVISOR
$560.3K AVG AUM / CLIENT
13.2 yrs AVG TENURE
2 Employees
1 Advisory Reps
1 RIA Reps
13yrs Firm Age

Insights

Request access to benchmark trends tied to summit.
Unlock to compare peer behavior around capital ridge.
Upgrade to reveal position-level detail across foundation insight.
Premium access reveals conviction themes in radial focus prime.
Request access to benchmark trends tied to zenith.
Upgrade to reveal position-level detail across horizon zenith.
Premium access reveals conviction themes in radial frontier.
Upgrade to reveal position-level detail across harbor ridge.

Asset Classes

Crest Harbor

Client Personas

Element

Investment Themes

Wave Harbor

Investment Vehicles

Delta

Services

Bridge radial Vital capital Bridge Glacier Timber wave Pathway catalyst Value focus Quantum

Owner & Executives

A

AMBER LEE WALLIS

Chief Compliance Officer

CRD
#4442102
Ownership
Less than 5%
(354) 955-9667
delta.capital@catalystcapital.com
in linkedin.com/in/radial-glacier

Showing 1 of 1 owners & executives

Unlock all

Contacts

No contact records available.

Showing 0 of 1 contacts

Unlock all

Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-20-2011
03-27-2012
10-26-2021
11-04-2022
08-16-2023
Category Assets AVG. Account size
Discretionary $103,086,563 $214,137
Non-Discretionary $0 --
Total $103,086,563 $214,137

Want deeper insight
into 45,000+ RIAs?

What you're seeing here is just the starting point.

Separately Managed Accounts

Total SMA Asset: $103,086,563

$103.1M Total SMA
Public Funds:
33.6%
Equity - Exchange:
19.1%
Equity - OTC:
17.9%
Cash:
29.4%
Asset class Assets Assets %
Public Funds $2,504,301,581 33.6%
Equity - Exchange $1,423,576,196 19.1%
Equity - OTC $1,334,136,854 17.9%
Cash $2,191,263,884 29.4%
Total $7,453,278,515 100.0%

Start a free trial and
prospect smarter