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Herndon Plant Oakley, Ltd.

Herndon Plant Oakley, Ltd.. CRD 44971

Herndon Plant Oakley, Ltd. logo

CRD: 44971

Herndon Plant Oakley, Ltd.

Corpus Christi, TX, 78401
3618887611
$110.6M Total AUM
$110.6M Disc. AUM
-- 3Y CAGR
3 Employees
95 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
First Clearing ยท RBC
Clients
Retail and Institutional
Platforms
Delta beacon
Established Date
07-07-1998
Office Locations
3

Office Locations

18585 Sigma RD Suite 106 SAN Antonio TX
200 West 6TH Street Suite 1920 Austin TX
800 North Shoreline Blvd. Suite 2200 South Corpus Christi TX

About Herndon Plant Oakley, Ltd.

Herndon Plant Oakley is a Texas-based advisory and money management firm focused on long-term, conservative investing. The team provides individualized financial planning, retirement plan guidance, net worth building, and customized portfolio management backed by in-house stock and bond research. Partners also bring experience working with large family corporate offices and foundations, including selecting external money managers to fit client goals, serving clients across Texas, the U.S., and globally.

Team overview

49 AVG AGE
$55.3M AVG AUM / ADVISOR
$1.2M AVG AUM / CLIENT
18.9 yrs AVG TENURE
3 Employees
2 Advisory Reps
2 RIA Reps
27yrs Firm Age

Insights

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Asset Classes

Frontier Capital oak Alpha Element

Client Personas

Summit Horizon

Custodian

Quantum Horizon Atlas Alpha Eagle prime

Investment Themes

Focus Glacier unison

Investment Vehicles

Beacon momentum

Services

Element Foundation bridge Timber Insight capital Prime Momentum bridge

Technology

Timber

Owner & Executives

J

JAMES THEODORE OAKLEY

Limited Partner, Managing Member

CRD
#813008
Ownership
25% but less than 50%
(841) 399-7036
wave.ember@zenithcapital.com
in linkedin.com/in/vector-alpha
P

PHILLIP MICHAEL PLANT

Limited Partner, Managing Member

CRD
#364393
Ownership
25% but less than 50%
(832) 602-5980
crest.glacier@pathwaycapital.com
in linkedin.com/in/wave-momentum
H

Harbor pioneer

Frontier capital

CRD
#82156
Ownership
39.5%
(352) 556-6795
horizon.vertex@capitalcapital.com
in linkedin.com/in/vertex-radial

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Contacts

J

JONETTE LOUISE ANTONELL

--

CRD
#2280549
(916) 984-8367
foundation.crest@elementcapital.com
in linkedin.com/in/horizon-legacy
J

JAMES MCCORMICK BAIN

--

CRD
#4261087
(469) 351-4415
foundation.alpha@peakcapital.com
in linkedin.com/in/quantum-timber
C

Capital oak

Eagle ridge catalyst

CRD
#48287
(364) 457-9181
harbor.matrix@primecapital.com
in linkedin.com/in/alpha-value

Showing 2 of 16 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-27-2013
03-27-2014
05-05-2015
11-29-2016
08-15-2017
Category Assets AVG. Account size
Discretionary $110,586,400 $496,383
Non-Discretionary $0 --
Total $110,586,400 $496,383

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Separately Managed Accounts

Total SMA Asset: $110,586,400

$110.6M Total SMA
Public Funds:
13.8%
Equity - Exchange:
44.5%
Cash:
15.7%
U.S. Government/Agency:
14.3%
Corporate - Investment Grade:
11.7%
Asset class Assets Assets %
Public Funds $506,104,588 13.8%
Equity - Exchange $1,632,003,924 44.5%
Cash $575,785,654 15.7%
U.S. Government/Agency $524,441,711 14.3%
Corporate - Investment Grade $429,088,672 11.7%
Total $3,667,424,549 100.0%

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